Home/Filings/4/0000899243-21-009576
4//SEC Filing

Gerard Dale R 4

Accession 0000899243-21-009576

CIK 0001713952other

Filed

Mar 2, 7:00 PM ET

Accepted

Mar 3, 8:10 PM ET

Size

9.5 KB

Accession

0000899243-21-009576

Insider Transaction Report

Form 4
Period: 2021-03-01
Gerard Dale R
Interim CFO
Transactions
  • Award

    Class A Common Stock

    2021-03-01+92,195258,694 total
  • Award

    Restricted Stock Units

    2021-03-01+92,19592,195 total
    Class A Common Stock (92,195 underlying)
  • Tax Payment

    Class A Common Stock

    2021-03-01$16.95/sh39,257$665,406219,437 total
Footnotes (3)
  • [F1]Reflects performance-based restricted stock units previously granted to the Reporting Person, the performance of which was certified on March 1, 2021. Of the performance-based restricted stock units deemed acquired on March 1, 2021, 50% vested immediately and the remaining 50% vest on March 1, 2022. Therefore, upon certification of the award, the Reporting Person received 92,195 shares of Class A common stock of the Issuer ("Class A Common Stock") and 92,195 restricted stock units that vest on March 1, 2022.
  • [F2]Reflects shares of Class A Common Stock withheld to cover the Reporting Person's tax liability in connection with the vesting of certain performance-based restricted stock units described herein.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash.

Issuer

Vivint Smart Home, Inc.

CIK 0001713952

Entity typeother

Related Parties

1
  • filerCIK 0001798300

Filing Metadata

Form type
4
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 8:10 PM ET
Size
9.5 KB