4//SEC Filing
Konzmann Richard Ernst 4
Accession 0000899243-21-004950
CIK 0001209028other
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 4:35 PM ET
Size
6.1 KB
Accession
0000899243-21-004950
Insider Transaction Report
Form 4
Konzmann Richard Ernst
EVP, CFO and Treasurer
Transactions
- Award
Class A Common Stock
2021-02-03+25,487→ 130,482 total
Footnotes (2)
- [F1]Represents restricted shares of Class A common stock granted on February 3, 2021 ("Restricted Stock"), upon earning a portion of the Performance Share Units ("PSUs") originally granted effective February 3, 2020 (the "Date of Grant") pursuant to the Arlington Asset Investment Corp. 2014 Long-Term Incentive Plan. PSUs represent the right to receive shares of the Company's Class A common stock subject to the achievement of certain performance goals at the end of the applicable performance period. A portion of the PSUs awarded on February 3, 2020 were eligible to be earned at the end of a one-year performance period, at which time, any PSUs earned were to be settled by the grant of Restricted Stock on a one-for-one basis, including the grant of any dividend equivalent Restricted Stock.
- [F2](Continued from footnote 1) The vesting schedule provides that these Restricted Stock shall vest and become nonforfeitable on the third anniversary of the Date of Grant, subject to Mr. Konzmann's continued employment. The reporting person will be entitled to dividends and voting rights with respect to all of the shares of Restricted Stock.
Documents
Issuer
Arlington Asset Investment Corp.
CIK 0001209028
Entity typeother
Related Parties
1- filerCIK 0001636595
Filing Metadata
- Form type
- 4
- Filed
- Feb 3, 7:00 PM ET
- Accepted
- Feb 4, 4:35 PM ET
- Size
- 6.1 KB