4//SEC Filing
Riordan Michael Anthony 4
Accession 0000899243-21-004039
CIK 0001320854other
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 6:30 AM ET
Size
11.6 KB
Accession
0000899243-21-004039
Insider Transaction Report
Form 4
Riordan Michael Anthony
VP Finance, CFO and Treasurer
Transactions
- Award
Employee Stock Option
2021-01-28+10,467→ 10,467 totalExercise: $3.81Exp: 2031-01-28→ Common stock (10,467 underlying) - Award
Common Stock
2021-01-28+14,147→ 14,147 total
Holdings
- 50,000
Employee Stock Option
Exercise: $2.38Exp: 2031-01-05→ Common stock (50,000 underlying) - 25,000
Employee Stock Appreciation Right
Exercise: $2.58Exp: 2030-11-30→ Common stock (25,000 underlying)
Footnotes (7)
- [F1]Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 28, 2021 and will vest on January 28, 2024. The restricted shares are subject to certain restrictions (including possible forfeiture).
- [F2]The restricted shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.
- [F3]Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan
- [F4]The options vest in three equal annual installments beginning on January 28, 2022.
- [F5]The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.
- [F6]On January 5, 2021 the recipient was granted 50,000 cash-settled stock options. 34% of the cash-settled stock options will vest on the later of (i) the first anniversary of the Grant Date or (ii) the date that the thirty-day trailing average of the fair market value of a share of the Company's common stock is 133.3% or more of the exercise price per share; an additional 33% of the cash-settled stock options will vest on the later of (i) the second anniversary of the Grant Date or (ii) the date that the thirty-day trailing average of the fair market value of a share of the Company's common stock is 133.3% or more of the exercise price per share; and the final 33% of the cash-settled stock options will vest on the later of (i) the third anniversary of the Grant Date or (ii) the date that the thirty-day trailing average of the fair market value of a share of the Company's common stock is 133.3% or more of the exercise price per share.
- [F7]On November 30, 2020 the recipient was granted 25,000 cash-settled stock appreciation rights which will vest in three equal annual installments beginning on November 30, 2021.
Documents
Issuer
FreightCar America, Inc.
CIK 0001320854
Entity typeother
Related Parties
1- filerCIK 0001834620
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 6:30 AM ET
- Size
- 11.6 KB