4//SEC Filing
George Adam D. 4
Accession 0000899243-21-003208
CIK 0001351288other
Filed
Jan 24, 7:00 PM ET
Accepted
Jan 25, 7:37 PM ET
Size
17.5 KB
Accession
0000899243-21-003208
Insider Transaction Report
Form 4
George Adam D.
Secretary
Transactions
- Exercise/Conversion
Ordinary Shares
2021-01-21$9.61/sh+24,588$236,291→ 34,588 total - Sale
Ordinary Shares
2021-01-21$11.69/sh−23,388$273,406→ 11,200 total - Sale
Ordinary Shares
2021-01-21$11.76/sh−1,200$14,112→ 10,000 total - Exercise/Conversion
Ordinary Shares
2021-01-22$9.61/sh+14,700$141,267→ 24,700 total - Sale
Ordinary Shares
2021-01-22$11.69/sh−14,700$171,843→ 10,000 total - Exercise/Conversion
Share Options
2021-01-21−24,588→ 14,700 totalExercise: $9.61From: 2020-12-31Exp: 2028-02-26→ Ordinary Shares (24,588 underlying) - Exercise/Conversion
Share Options
2021-01-22−14,700→ 0 totalExercise: $9.61From: 2020-12-31Exp: 2028-02-26→ Ordinary Shares (14,700 underlying)
Footnotes (7)
- [F1]Exercise of share options. Following the exercise, these shares were converted into American Depositary Shares of ("ADS") of the Issuer. Each ADS represents twelve ordinary shares of the Issuer.
- [F2]The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.
- [F3]Represented by ADSs.
- [F4]Converted from price per ADS. The price reported in Column 4 is a weighted average price per ordinary share ($140.32 per ADS). These shares were sold in multiple transactions at prices ranging from $140.00 per ADS (or $11.67 per ordinary share) to $140.94 per ADS (or $11.75 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F5]Converted from price per ADS.
- [F6]Converted from price per ADS. The price reported in Column 4 is a weighted average price per ordinary share ($140.33 per ADS). These shares were sold in multiple transactions at prices ranging from $140.00 per ADS (or $11.67 per ordinary share) to $140.70 per ADS (or $11.73 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F7]Accelerated due to retirement of the reporting person.
Documents
Issuer
GW PHARMACEUTICALS PLC
CIK 0001351288
Entity typeother
Related Parties
1- filerCIK 0001754239
Filing Metadata
- Form type
- 4
- Filed
- Jan 24, 7:00 PM ET
- Accepted
- Jan 25, 7:37 PM ET
- Size
- 17.5 KB