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4//SEC Filing

Brown Cabot 4

Accession 0000899243-21-000787

CIK 0001351288other

Filed

Jan 5, 7:00 PM ET

Accepted

Jan 6, 9:31 PM ET

Size

9.5 KB

Accession

0000899243-21-000787

Insider Transaction Report

Form 4
Period: 2021-01-04
Brown Cabot
Director
Transactions
  • Exercise/Conversion

    Ordinary Shares

    2021-01-04$0.00/sh+3,576$510,776 total
  • Exercise/Conversion

    Share Options

    2021-01-04+3,5764 total
    Exercise: $0.00From: 2021-01-04Exp: 2021-01-04Ordinary Shares (3,576 underlying)
  • Tax Payment

    Ordinary Shares

    2021-01-04$9.62/sh1,440$13,8539,336 total
Footnotes (6)
  • [F1]Exercise of stock options. Following the exercise, these shares were converted into American Depositary Shares ("ADS") of the Issuer. Each ADS represents twelve ordinary shares of the Issuer.
  • [F2]Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.37 U.S. Dollars as of January 4, 2020.
  • [F3]Excluding 9,868 ordinary shares underlying RSU-style share options previously reported in Column 5 of Table I, of which 3,580 ordinary shares vested on January 4, 2021 and 6,288 ordinary shares have not vested. Excluding 20 ordinary shares erroneously included in Column 5 of Table I of previous form 4s.
  • [F4]Mandatory withhold to cover vested RSU style share options.
  • [F5]Represented by ADS.
  • [F6]The price reported is price per ordinary share converted from price per ADS.

Issuer

GW PHARMACEUTICALS PLC

CIK 0001351288

Entity typeother

Related Parties

1
  • filerCIK 0001754153

Filing Metadata

Form type
4
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 9:31 PM ET
Size
9.5 KB