Home/Filings/4/0000899243-20-035279
4//SEC Filing

Epstein Marie 4

Accession 0000899243-20-035279

CIK 0001445283other

Filed

Dec 27, 7:00 PM ET

Accepted

Dec 28, 7:20 PM ET

Size

9.1 KB

Accession

0000899243-20-035279

Insider Transaction Report

Form 4
Period: 2020-12-22
Epstein Marie
Principal Accounting Officer
Transactions
  • Award

    Stock Option (Right to Buy)

    2020-12-22+38,37338,373 total
    Exercise: $8.16Exp: 2028-12-03Common Stock (38,373 underlying)
  • Award

    Stock Option (Right to Buy)

    2020-12-22+4,2164,216 total
    Exercise: $8.16Exp: 2030-02-17Common Stock (4,216 underlying)
Footnotes (5)
  • [F1]On August 22, 2020, the Issuer (formerly known as Proteostasis Therapeutics, Inc.) entered into an Agreement and Plan of Merger and Reorganization, as amended on November 6, 2020, with Pangolin Merger Sub, Inc. ("Merger Sub"), Yumanity, Inc. (formerly known as Yumanity Therapeutics, Inc.) and Yumanity Holdings, LLC ("Holdings"). On December 22, 2020, Merger Sub was merged with and into Yumanity, Inc., with Yumanity, Inc. surviving as a wholly-owned subsidiary of the Issuer (the "Merger"). Immediately prior to the consummation of the Merger, Holdings was merged with and into Yumanity, Inc., with Yumanity, Inc. as the surviving entity.
  • [F2]25% of the shares subject to the option vested on July 31, 2019. The remaining 75% vest in equal monthly installments over the subsequent three years.
  • [F3]Received in the Merger in exchange for a stock option to acquire 182,000 shares of Yumanity, Inc. common stock for $1.72 per share.
  • [F4]25% of the shares subject to the option vest on February 18, 2021. The remaining 75% vest in equal monthly installments over the subsequent three years.
  • [F5]Received in the Merger in exchange for a stock option to acquire 20,000 shares of Yumanity, Inc. common stock for $1.72 per share.

Issuer

YUMANITY THERAPEUTICS, INC.

CIK 0001445283

Entity typeother

Related Parties

1
  • filerCIK 0001834469

Filing Metadata

Form type
4
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 7:20 PM ET
Size
9.1 KB