4//SEC Filing
Assured Investment Management LLC 4
Accession 0000899243-20-034974
CIK 0001725255other
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 4:05 PM ET
Size
7.7 KB
Accession
0000899243-20-034974
Insider Transaction Report
Form 4
Transactions
- Exercise/Conversion
Class A Common Stock
2020-12-22−1,898,967→ 0 total(indirect: See Footnotes)
Footnotes (4)
- [F1]The filing of this Form 4 shall not be construed as an admission that Assured Investment Management LLC (f/k/a BlueMountain Capital Management, LLC) ("AssuredIM") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of AdaptHealth Corp. (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, AssuredIM disclaims such beneficial ownership, except to the extent of its pecuniary interest.
- [F2]AssuredIM is the investment manager of each of: (i) BMSB L.P. ("BMSB"); (ii) BlueMountain Fursan Fund L.P. ("FRSN"); (iii) BlueMountain Foinaven Master Fund L.P. ("BMFV"); and (iv) BlueMountain Summit Opportunities Fund II (US) L.P. Fund L.P. ( "BMSO" and, together with BMSB, FRSN and BMFV, the "Funds"), which are the direct beneficial owners of 0 shares of Class A Common Stock in the aggregate. AssuredIM, although it directs the disposition and voting of the Class A Common Stock held by the Funds, only receives an asset-based fee relating to the Class A Common Stock held by the Funds.
- [F3]As previously reported by AssuredIM on a Form 4 filed on December 11, 2020, the Issuer delivered notice to the Funds on December 9, 2020 for the exercise of 1,898,967 call options issued by the Funds to the Issuer with respect to the Class A Common Stock of the Issuer pursuant to the terms of the Put/Call Option and Consent Agreement dated as of May 25, 2020 by and between the Issuer, the Funds and the other parties thereto.
- [F4]On December 22, 2020, in connection with such exercise, the Funds delivered 1,898,967 shares of Class A Common Stock to the Issuer.
Documents
Issuer
AdaptHealth Corp.
CIK 0001725255
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001427430
Filing Metadata
- Form type
- 4
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 4:05 PM ET
- Size
- 7.7 KB