Home/Filings/4/0000899243-20-034659
4//SEC Filing

PHILLIPS KENNETH A 4

Accession 0000899243-20-034659

CIK 0001013272other

Filed

Dec 20, 7:00 PM ET

Accepted

Dec 21, 12:16 PM ET

Size

13.0 KB

Accession

0000899243-20-034659

Insider Transaction Report

Form 4
Period: 2020-12-18
Transactions
  • Gift

    Common Stock

    2020-12-1815011,191 total
  • Exercise/Conversion

    Options-Right to Buy

    2020-12-184004,125 total
    Exercise: $16.83From: 2011-12-31Exp: 2020-12-31Common Stock (400 underlying)
  • Exercise/Conversion

    Common Stock

    2020-12-18$16.83/sh+400$6,73211,341 total
Holdings
  • Common Stock

    (indirect: Restricted Stock Award)
    20
  • Common Stock

    (indirect: Restricted Stock Award)
    560
  • Common Stock

    (indirect: Restricted Stock Award)
    420
  • Common Stock

    (indirect: Restricted Stock Award)
    700
  • Common Stock

    (indirect: Restricted Stock Award)
    105
Footnotes (5)
  • [F1]Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
  • [F2]Award vests in five equal installments beginning on December 12, 2018 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
  • [F3]Award vests in five equal installments beginning on December 11, 2019 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
  • [F4]Award vests in five equal installments beginning on December 10, 2020 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
  • [F5]Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Issuer

NORWOOD FINANCIAL CORP

CIK 0001013272

Entity typeother

Related Parties

1
  • filerCIK 0001192468

Filing Metadata

Form type
4
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 12:16 PM ET
Size
13.0 KB