4//SEC Filing
3x5 Partners, LLC 4
Accession 0000899243-20-033190
CIK 0001253176other
Filed
Dec 8, 7:00 PM ET
Accepted
Dec 9, 6:24 PM ET
Size
14.3 KB
Accession
0000899243-20-033190
Insider Transaction Report
Form 4
VAPOTHERM INCVAPO
3x5 Partners, LLC
10% Owner
Transactions
- Sale
Common Stock
2020-12-08$27.90/sh−21,316$594,748→ 608,658 total(indirect: By 3x5 Special Opportunity Fund, L.P.) - Sale
Common Stock
2020-12-09$27.80/sh−3,684$102,415→ 604,974 total(indirect: By 3x5 Special Opportunity Fund, L.P.) - Other
Common Stock
2020-12-07+2,625→ 5,250 total(indirect: By Arnerich 3x5 Special Opportunity Managers, L.P.) - Other
Common Stock
2020-12-07−442,806→ 1,350,587 total(indirect: By LLC) - Other
Common Stock
2020-12-07−209,992→ 629,974 total(indirect: By 3x5 Special Opportunity Fund, L.P.)
Holdings
- 30,000
Common Stock
Footnotes (6)
- [F1]Reflects a distribution of shares to the members of Vapotherm Investors, LLC on December 7, 2020.
- [F2]The Reporting Person is the managing member of Vapotherm Investors, LLC, the direct beneficial owner of these securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, of such securities except to the extent of its pecuniary interest therein.
- [F3]Reflects a distribution of shares to the general partners and limited partners of 3x5 Special Opportunity Fund, L.P.
- [F4]The Reporting Person is a member of 3x5 Special Opportunity Partners, LLC. 3x5 Special Opportunity Partners, LLC is the general partner of 3x5 Special Opportunity Fund, L.P., the direct beneficial owner of these securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, of such securities except to the extent of its pecuniary interest therein.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.80 to $28.00, inclusive. The Reporting Person undertakes to provide Vapotherm Inc., any security holder of Vapotherm Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F6]The Reporting Person is the general manager of Arnerich 3x5 Special Opportunity Managers, L.P. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, of such securities except to the extent of its pecuniary interest therein.
Documents
Issuer
VAPOTHERM INC
CIK 0001253176
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001762924
Filing Metadata
- Form type
- 4
- Filed
- Dec 8, 7:00 PM ET
- Accepted
- Dec 9, 6:24 PM ET
- Size
- 14.3 KB