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4//SEC Filing

Christgau Stephan 4

Accession 0000899243-20-030410

CIK 0001800315other

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 8:00 PM ET

Size

9.9 KB

Accession

0000899243-20-030410

Insider Transaction Report

Form 4
Period: 2020-11-02
Transactions
  • Conversion

    Series D Preferred Stock

    2020-11-02184,4330 total(indirect: See footnote)
    Common Stock (479,470 underlying)
  • Purchase

    Common Stock

    2020-11-02$15.00/sh+66,666$999,990546,136 total(indirect: See footnote)
  • Conversion

    Common Stock

    2020-11-02+479,470479,470 total(indirect: See footnote)
Footnotes (3)
  • [F1]These shares are held by Eir Ventures I AB ("Eir Ventures").
  • [F2]The Reporting Person is a founding partner of Eir Ventures Partners AB, the General Partner/Manager of Eir Ventures, and shares voting and dispositive power with respect to the shares held by Eir Ventures. Dr. Christgau disclaims beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein.
  • [F3]The Series D Preferred Stock (the "Preferred Stock") was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock converted into Common Stock at a ratio of 2.59970:1 upon the closing of the Issuer's initial public offering without payment of additional consideration. The Preferred Stock had no expiration date.

Issuer

Galecto, Inc.

CIK 0001800315

Entity typeother

Related Parties

1
  • filerCIK 0001360578

Filing Metadata

Form type
4
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 8:00 PM ET
Size
9.9 KB