Home/Filings/4/0000899243-20-027503
4//SEC Filing

Ashmore Alex 4

Accession 0000899243-20-027503

CIK 0001707092other

Filed

Oct 5, 8:00 PM ET

Accepted

Oct 6, 6:14 AM ET

Size

11.3 KB

Accession

0000899243-20-027503

Insider Transaction Report

Form 4
Period: 2020-10-01
Ashmore Alex
Senior Vice President*
Transactions
  • Disposition to Issuer

    Ordinary Shares

    2020-10-0110,9770 total
  • Disposition to Issuer

    Restricted Share Units

    2020-10-0147,7180 total
    Ordinary Shares (47,718 underlying)
  • Disposition to Issuer

    Restricted Share Units

    2020-10-0120,1980 total
    Ordinary Shares (20,198 underlying)
Footnotes (3)
  • [F1]Reflects the disposition of ordinary shares of the Issuer as contemplated by the Transaction Agreement, dated as of January 28, 2020, as amended (the "Transaction Agreement") between the Issuer and BorgWarner Inc. ("BorgWarner"), pursuant to which BorgWarner acquired the Issuer pursuant to a scheme of arrangement (the "Scheme") under Part 18A of the Companies (Jersey) Law 1991, as amended (the "Transaction"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each ordinary share was exchanged for 0.4307 of a newly issued share of BorgWarner common stock, par value $0.01 per share, and cash in lieu of any fractional share of BorgWarner common stock.
  • [F2]Reflects the disposition of restricted share unit awards of Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective of the Scheme, each restricted share unit award was cancelled and converted on the same terms and conditions (including applicable vesting conditions) into an award of restricted stock units of BorgWarner covering a number of shares of BorgWarner common stock determined in accordance with the formula set forth in the Transaction Agreement.
  • [F3]Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted on the same terms and conditions (other than performance-based vesting conditions) into an award of time-vesting restricted share units of BorgWarner covering a number of shares of BorgWarner common stock determined in accordance with the formula set forth in the Transaction Agreement (which were calculated based on the target number of ordinary shares of Issuer subject to such performance-based restricted share unit award).

Issuer

Delphi Technologies PLC

CIK 0001707092

Entity typeother

Related Parties

1
  • filerCIK 0001785053

Filing Metadata

Form type
4
Filed
Oct 5, 8:00 PM ET
Accepted
Oct 6, 6:14 AM ET
Size
11.3 KB