4//SEC Filing
Clarus Lifesciences III, L.P. 4
Accession 0000899243-20-026702
CIK 0001534133other
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 6:30 PM ET
Size
27.8 KB
Accession
0000899243-20-026702
Insider Transaction Report
Form 4
Clarus Lifesciences III, L.P.
10% Owner
Transactions
- Conversion
Common Stock
2020-09-29+1,285,327→ 1,285,327 total(indirect: See Footnotes) - Conversion
Common Stock
2020-09-29+395,068→ 1,680,395 total(indirect: See Footnotes) - Purchase
Common Stock
2020-09-29$16.00/sh+250,000$4,000,000→ 1,930,395 total(indirect: See Footnotes) - Conversion
Series B Preferred Stock
2020-09-29−1,285,327→ 0 total(indirect: See Footnotes)→ Common Stock (1,285,327 underlying) - Conversion
Series C Preferred Stock
2020-09-29−395,068→ 0 total(indirect: See Footnotes)→ Common Stock (395,068 underlying)
Footnotes (4)
- [F1]Each share of the Issuer's Series B Preferred Stock and Series C Preferred Stock automatically converted into 1 share of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering for no additional consideration and has no expiration date.
- [F2]Reflects securities held directly by Clarus Lifesciences III, L.P. Clarus Ventures III GP, L.P. is the general partner of Clarus Lifesciences III, L.P. Blackstone Clarus III L.L.C. is the general partner of Clarus Ventures III GP, L.P. The sole member of Blackstone Clarus III L.L.C. is Blackstone Holdings II L.P. The general partner of Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. The sole member of Blackstone Holdings I/II GP L.L.C. is The Blackstone Group Inc. The sole holder of the Class C common stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.
- [F3]Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
- [F4]Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
GRAYBUG VISION, INC.
CIK 0001534133
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001597143
Filing Metadata
- Form type
- 4
- Filed
- Sep 30, 8:00 PM ET
- Accepted
- Oct 1, 6:30 PM ET
- Size
- 27.8 KB