Home/Filings/3/0000899243-20-026350
3//SEC Filing

Clarus Lifesciences III, L.P. 3

Accession 0000899243-20-026350

CIK 0001534133other

Filed

Sep 24, 8:00 PM ET

Accepted

Sep 25, 7:59 PM ET

Size

20.3 KB

Accession

0000899243-20-026350

Insider Transaction Report

Form 3
Period: 2020-09-24
Holdings
  • Series B Preferred Stock

    (indirect: See Footnotes)
    Common Stock (1,285,327 underlying)
  • Series C Preferred Stock

    (indirect: See Footnotes)
    Common Stock (395,068 underlying)
Footnotes (5)
  • [F1]Each share of the Issuer's Series B Preferred Stock will automatically convert into 1 share of the Issuer's common stock ("Common Stock") immediately prior to the closing of the Issuer's initial public offering and has no expiration date.
  • [F2]Each share of the Issuer's Series C Preferred Stock will automatically convert into 1 share of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering and has no expiration date.
  • [F3]Reflects securities held directly by Clarus Lifesciences III, L.P. Clarus Ventures III GP, L.P. is the general partner of Clarus Lifesciences III, L.P. Blackstone Clarus III L.L.C. is the general partner of Clarus Ventures III GP, L.P. The sole member of Blackstone Clarus III L.L.C. is Blackstone Holdings II L.P. The general partner of Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. The sole member of Blackstone Holdings I/II GP L.L.C. is The Blackstone Group Inc. The sole holder of the Class C common stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.
  • [F4]Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
  • [F5]Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Issuer

GRAYBUG VISION, INC.

CIK 0001534133

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001597143

Filing Metadata

Form type
3
Filed
Sep 24, 8:00 PM ET
Accepted
Sep 25, 7:59 PM ET
Size
20.3 KB