4//SEC Filing
Ansanelli Joseph 4
Accession 0000899243-20-025821
CIK 0001643269other
Filed
Sep 20, 8:00 PM ET
Accepted
Sep 21, 7:43 PM ET
Size
59.7 KB
Accession
0000899243-20-025821
Insider Transaction Report
Form 4
Sumo Logic, Inc.SUMO
Ansanelli Joseph
Director
Transactions
- Conversion
Series B Preferred Stock
2020-09-21−2,828,264→ 0 total(indirect: See footnote)→ Common Stock (2,828,264 underlying) - Conversion
Series D Preferred Stock
2020-09-21−1,629,792→ 0 total(indirect: See footnote)→ Common Stock (1,629,792 underlying) - Conversion
Series D Preferred Stock
2020-09-21−146,730→ 0 total(indirect: See footnote)→ Common Stock (146,730 underlying) - Conversion
Series E Preferred Stock
2020-09-21−1,654,051→ 0 total(indirect: See footnote)→ Common Stock (1,654,051 underlying) - Conversion
Series A Preferred Stock
2020-09-21−699,692→ 0 total(indirect: See footnote)→ Common Stock (699,692 underlying) - Conversion
Series A Preferred Stock
2020-09-21−248,520→ 0 total(indirect: See footnote)→ Common Stock (248,520 underlying) - Conversion
Series B Preferred Stock
2020-09-21−90,440→ 0 total(indirect: See footnote)→ Common Stock (90,440 underlying) - Conversion
Series C Preferred Stock
2020-09-21−228,935→ 0 total(indirect: See footnote)→ Common Stock (228,935 underlying) - Conversion
Series E Preferred Stock
2020-09-21−148,914→ 0 total(indirect: See footnote)→ Common Stock (148,914 underlying) - Conversion
Series F Preferred Stock
2020-09-21−29,801→ 0 total(indirect: See footnote)→ Common Stock (29,801 underlying) - Conversion
Series G Preferred Stock
2020-09-21−161,822→ 0 total(indirect: See footnote)→ Common Stock (161,822 underlying) - Conversion
Series G Preferred Stock
2020-09-21−5,175→ 0 total(indirect: See footnote)→ Common Stock (5,175 underlying) - Conversion
Common Stock
2020-09-21+16,919,622→ 16,919,622 total(indirect: See footnote) - Conversion
Series E Preferred Stock
2020-09-21−52,892→ 0 total(indirect: See footnote)→ Common Stock (52,892 underlying) - Conversion
Common Stock
2020-09-21+1,523,268→ 1,523,268 total(indirect: See footnote) - Conversion
Common Stock
2020-09-21+541,042→ 541,042 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2020-09-21−7,771,788→ 0 total(indirect: See footnote)→ Common Stock (7,771,788 underlying) - Conversion
Series B Preferred Stock
2020-09-21−254,628→ 0 total(indirect: See footnote)→ Common Stock (254,628 underlying) - Conversion
Series C Preferred Stock
2020-09-21−2,542,885→ 0 total(indirect: See footnote)→ Common Stock (2,542,885 underlying) - Conversion
Series C Preferred Stock
2020-09-21−81,314→ 0 total(indirect: See footnote)→ Common Stock (81,314 underlying) - Conversion
Series D Preferred Stock
2020-09-21−52,116→ 0 total(indirect: See footnote)→ Common Stock (52,116 underlying) - Conversion
Series F Preferred Stock
2020-09-21−331,020→ 0 total(indirect: See footnote)→ Common Stock (331,020 underlying) - Conversion
Series F Preferred Stock
2020-09-21−10,585→ 0 total(indirect: See footnote)→ Common Stock (10,585 underlying) - Conversion
Series G Preferred Stock
2020-09-21−14,568→ 0 total(indirect: See footnote)→ Common Stock (14,568 underlying)
Holdings
- 25,000
Common Stock
Footnotes (5)
- [F1]The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F2]These shares are held of record by Greylock XIII Limited Partnership ("Greylock XIII LP"). The Reporting Person disclaims beneficial ownership of the securities held by Greylock XIII LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by the Reporting Person of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F3]These shares are held of record by Greylock XIII-A Limited Partnership ("Greylock XIII-A LP"). The Reporting Person disclaims beneficial ownership of the securities held by Greylock XIII-A LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by the Reporting Person of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F4]These shares are held of record by Greylock XIII GP LLC ("Greylock XIII GP"). The Reporting Person disclaims beneficial ownership of the securities held by Greylock XIII GP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by the Reporting Person of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F5]These shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continued role as a service provider to the Issuer.
Documents
Issuer
Sumo Logic, Inc.
CIK 0001643269
Entity typeother
Related Parties
1- filerCIK 0001822868
Filing Metadata
- Form type
- 4
- Filed
- Sep 20, 8:00 PM ET
- Accepted
- Sep 21, 7:43 PM ET
- Size
- 59.7 KB