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4//SEC Filing

3x5 Partners, LLC 4

Accession 0000899243-20-022490

CIK 0001253176other

Filed

Aug 13, 8:00 PM ET

Accepted

Aug 14, 7:43 PM ET

Size

10.4 KB

Accession

0000899243-20-022490

Insider Transaction Report

Form 4
Period: 2020-08-12
Transactions
  • Other

    Common Stock

    2020-08-12209,992839,966 total(indirect: By 3x5 Special Opportunity Fund, L.P.)
  • Other

    Common Stock

    2020-08-12442,8061,771,225 total(indirect: By LLC)
  • Other

    Common Stock

    2020-08-12+2,6252,625 total(indirect: By Arnerich 3x5 Special Opportunity Managers, L.P.)
Holdings
  • Common Stock

    30,000
Footnotes (5)
  • [F1]Pro rata distribution of shares held by 3x5 Special Opportunity Fund, L.P to its general partners and limited partners.
  • [F2]The Reporting Person is a member of 3x5 Special Opportunity Partners, LLC. 3x5 Special Opportunity Partners, LLC is the general partner of 3x5 Special Opportunity Fund, L.P., the direct beneficial owner of these securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, of such securities except to the extent of its pecuniary interest therein.
  • [F3]Pro rata distribution of shares held by Vapotherm Investors, LLC to its members.
  • [F4]The Reporting Person is the managing member of Vapotherm Investors, LLC, the direct beneficial owner of these securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, of such securities except to the extent of its pecuniary interest therein.
  • [F5]The Reporting Person is the general manager of Arnerich 3x5 Special Opportunity Managers, L.P. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, of such securities except to the extent of its pecuniary interest therein.

Issuer

VAPOTHERM INC

CIK 0001253176

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001762924

Filing Metadata

Form type
4
Filed
Aug 13, 8:00 PM ET
Accepted
Aug 14, 7:43 PM ET
Size
10.4 KB