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4//SEC Filing

BARRACK THOMAS JR 4

Accession 0000899243-20-009197

CIK 0001679688other

Filed

Mar 19, 8:00 PM ET

Accepted

Mar 20, 8:06 PM ET

Size

21.2 KB

Accession

0000899243-20-009197

Insider Transaction Report

Form 4
Period: 2020-03-18
BARRACK THOMAS JR
DirectorExecutive Chairman
Transactions
  • Purchase

    7.50% Series G Preferred Stock

    2020-03-18$13.41/sh+4,350$58,327163,143 total(indirect: By Managed Investment Vehicle)
  • Purchase

    7.15% Series I Preferred Stock

    2020-03-18$8.72/sh+40,000$348,70840,000 total(indirect: By Managed Investment Vehicle)
  • Purchase

    7.125% Series H Preferred Stock

    2020-03-19$10.83/sh+12,804$138,64429,988 total(indirect: By Managed Investment Vehicle)
  • Purchase

    7.15% Series I Preferred Stock

    2020-03-19$11.85/sh+27,218$322,50367,218 total(indirect: By Managed Investment Vehicle)
  • Purchase

    7.125% Series J Preferred Stock

    2020-03-19$11.42/sh+3,600$41,09615,524 total(indirect: By Managed Investment Vehicle)
  • Purchase

    7.125% Series H Preferred Stock

    2020-03-18$7.91/sh+17,184$135,95517,184 total(indirect: By Managed Investment Vehicle)
  • Purchase

    7.125% Series J Preferred Stock

    2020-03-18$8.16/sh+11,924$97,35211,924 total(indirect: By Managed Investment Vehicle)
  • Purchase

    7.125% Series H Preferred Stock

    2020-03-20$12.05/sh+50,000$602,63079,988 total(indirect: By Managed Investment Vehicle)
  • Purchase

    7.15% Series I Preferred Stock

    2020-03-20$12.00/sh+11,960$143,53279,178 total(indirect: By Managed Investment Vehicle)
  • Purchase

    7.125% Series J Preferred Stock

    2020-03-20$12.08/sh+500$6,04016,024 total(indirect: By Managed Investment Vehicle)
Footnotes (1)
  • [F1]The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose.

Issuer

Colony Capital, Inc.

CIK 0001679688

Entity typeother

Related Parties

1
  • filerCIK 0001076343

Filing Metadata

Form type
4
Filed
Mar 19, 8:00 PM ET
Accepted
Mar 20, 8:06 PM ET
Size
21.2 KB