BENDEKGEY E LEE 4

Accession 0000899243-20-006358

CIK 0001501134other

Filed

Feb 27, 7:00 PM ET

Accepted

Feb 28, 7:42 PM ET

Size

26.4 KB

Accession

0000899243-20-006358

Form 4

Period: 2020-02-26

Chief Financial Officer

Transactions

Exercise/Conversion
Common Stock
2020-02-26$3.42/sh+8,333$28,499→ 148,656 total
Exercise/Conversion
Common Stock
2020-02-26$9.90/sh+20,755$205,475→ 194,411 total
Exercise/Conversion
Common Stock
2020-02-26$8.70/sh+25,000$217,500→ 173,656 total
Exercise/Conversion
Common Stock
2020-02-26$10.23/sh+4,375$44,756→ 198,786 total
Exercise/Conversion
Common Stock
2020-02-26$2.82/sh+27,500$77,550→ 226,286 total
Sale
Common Stock
2020-02-26$20.58/sh−91,432$1,881,671→ 134,854 total
Sale
Common Stock
2020-02-26$21.35/sh−28,357$605,416→ 106,497 total
Exercise/Conversion
Employee Stock Option (right to buy)
2020-02-26−8,333→ 0 total
Exercise: $3.42Exp: 2024-02-28→ Common Stock (8,333 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2020-02-26−25,000→ 0 total
Exercise: $8.70Exp: 2024-10-15→ Common Stock (25,000 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2020-02-26−20,755→ 49,245 total
Exercise: $9.90Exp: 2025-08-04→ Common Stock (20,755 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2020-02-26−4,375→ 65,625 total
Exercise: $10.23Exp: 2026-03-31→ Common Stock (4,375 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2020-02-26−27,500→ 27,500 total
Exercise: $2.82Exp: 2023-10-02→ Common Stock (27,500 underlying)

Footnotes (7)

[F1]These sales of common stock were effected pursuant to Rule 10b5-1 sales plan adopted by the reporting person on August 8, 2019.
[F2]Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.
[F3]Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.19 to $21.18, inclusive.
[F4]Includes an aggregate of 105,332 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
[F5]Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.90 to $21.72, inclusive.
[F6]The option vests as follows: 25% of the shares vest on the one-year anniversary of the date of grant, and 1/48th of the shares vest each month thereafter for the remaining three years.
[F7]The option vests as follows: 2,750 per month until November 2013, at which time the option begin vesting at 6,875 per month.

Documents

1 file

Invitae Corp

CIK 0001501134

Entity typeother