4//SEC Filing
D'Aniello Daniel A. 4
Accession 0000899243-20-000280
CIK 0001527166other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 5:03 PM ET
Size
19.5 KB
Accession
0000899243-20-000280
Insider Transaction Report
Form 4
D'Aniello Daniel A.
DirectorFounder and Chairman
Transactions
- Conversion
Common Stock
2020-01-01+44,196,930→ 44,196,930 total - Conversion
Common Stock
2020-01-01+285,714→ 285,714 total(indirect: See Footnote) - Conversion
Common Stock
2020-01-01+17,000→ 17,000 total(indirect: See Footnote) - Conversion
Carlyle Holdings partnership units
2020-01-01−17,000→ 0 total(indirect: See Footnote)→ Common Units Representing limited partnership interests (17,000 underlying) - Conversion
Carlyle Holdings partnership units
2020-01-01−285,714→ 0 total(indirect: See Footnote)→ Common Units Representing limited partnership interests (285,714 underlying) - Conversion
Carlyle Holdings partnership units
2020-01-01−44,196,930→ 0 total→ Common Units Representing limited partnership interests (44,196,930 underlying)
Footnotes (6)
- [F1]On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock").
- [F2]Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis.
- [F3]Reflects a transfer of securities from the reporting person to a limited liability company exempt under Rule 16a-13.
- [F4]Such securities are held by Carlyle Group Management L.L.C. The reporting person retains sole investment power over the securities.
- [F5]Such securities are held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the securities.
- [F6]Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis.
Issuer
Carlyle Group Inc.
CIK 0001527166
Entity typeother
Related Parties
1- filerCIK 0001543846
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 5:03 PM ET
- Size
- 19.5 KB