4//SEC Filing
John C. Goff 2010 Family Trust 4
Accession 0000899243-19-026457
CIK 0001071993other
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 1:42 PM ET
Size
23.7 KB
Accession
0000899243-19-026457
Insider Transaction Report
Form 4
GOFF JOHN C
10% Owner
Transactions
- Purchase
Series B Preferred Stock
2019-10-30$20.00/sh+34,423$688,460→ 34,423 total→ Common Stock (344,230 underlying) - Purchase
Series B Preferred Stock
2019-10-30$20.00/sh+319,665$6,393,300→ 319,665 total(indirect: See footnotes)→ Common Stock (3,196,650 underlying)
Holdings
- 2,312,936(indirect: See footnote)
Common Stock
- 16,082
Common Stock
- 2,280,186
Common Stock
- 694,737(indirect: See footnotes)
Series A Preferred Stock
→ Common Stock (6,947,370 underlying) - 94,737
Series A Preferred Stock
→ Common Stock (947,370 underlying) - 20,622,357(indirect: See footnote)
Common Stock
- 72,764(indirect: See footnote)
Common Stock
Footnotes (10)
- [F1]These securities are held directly by Goff MCF Partners, LP (Goff MCF). GFS Contango GP, LLC (GFS Contango) is the general partner of Goff MCF, and, as such, it may be deemed to beneficially own the securities held by Goff MCF. GFS Management, LLC (GFS Management) is the managing member of GFS Contango and, as such, it may be deemed to beneficially own the securities held by GFS Contango. Goff Focused Strategies LLC (GFS) is the managing member of GFS Management and, as such, it may be deemed to beneficially own the securities held by GFS Management. GFT Strategies, LLC (GFT) is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the securities held by GFS. The John C. Goff 2010 Family Trust (the Trust) is the managing member of GFT and, as such, it may be deemed to beneficially own the securities held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust.
- [F10]The Series B Preferred Stock is held directly by Goff MCF. GFS Contango is the general partner of Goff MCF, and, as such, it may be deemed to beneficially own the securities held by Goff MCF. GFS Management is the managing member of GFS Contango and, as such, it may be deemed to beneficially own the securities held by GFS Contango. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the securities held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the securities held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the securities held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust.
- [F2]These securities are held directly by the Trust. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust.
- [F3]These shares are held directly by Goff Family Investments, LP (Goff Investments). Goff Capital, Inc. (Goff Capital) is the general partner of Goff Investments and, as such, it may be deemed to beneficially own the securities held by the Goff Investments. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the securities held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust.
- [F4]The Series A Preferred Stock is held directly by Goff MCF. GFS Contango is the general partner of Goff MCF, and, as such, it may be deemed to beneficially own the securities held by Goff MCF. GFS Management is the managing member of GFS Contango and, as such, it may be deemed to beneficially own the securities held by GFS Contango. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the securities held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the securities held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the securities held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust.
- [F5]The common stock directly held by John C. Goff. The common stock was issued directly to Mr. Goff in connection with his service as a member of the board of directors of the Issuer.
- [F6]The Series A Preferred Stock is convertible into shares of Common Stock on a ten-for-one basis upon the occurrence of (i) the effectiveness of an amendment to the Certificate of Formation of the Issuer to increase the number of authorized shares of Common Stock by at least 50,000,000 shares and (ii) if necessary, approval by the shareholders of the Issuer, in accordance with applicable law and stock exchange rules and regulations, of the issuance of the shares of Common Stock to be issued upon conversion of the Series A Preferred Stock and the issuance of such shares of Common Stock at a discount to an insider of the Issuer.
- [F7]The Series A Preferred Stock has no expiration date.
- [F8]The Series B Preferred Stock is convertible into shares of Common Stock on a ten-for-one basis upon the occurrence of (i) the effectiveness of an amendment to the Certificate of Formation of the Issuer to increase the number of authorized shares of Common Stock by at least 50,000,000 shares and (ii) if necessary, approval by the shareholders of the Issuer, in accordance with applicable law and stock exchange rules and regulations, of the issuance of the shares of Common Stock to be issued upon conversion of the Series B Preferred Stock and the issuance of such shares of Common Stock at a discount to an insider of the Issuer.
- [F9]The Series B Preferred Stock has no expiration date.
Documents
Issuer
CONTANGO OIL & GAS CO
CIK 0001071993
Entity typeother
IncorporatedTX
Related Parties
1- filerCIK 0001743461
Filing Metadata
- Form type
- 4
- Filed
- Oct 31, 8:00 PM ET
- Accepted
- Nov 1, 1:42 PM ET
- Size
- 23.7 KB