ESW Capital, LLC 4
4 · BROADVISION INC · Filed Sep 11, 2019
Insider Transaction Report
Form 4
BROADVISION INCBVSN
ESW Capital, LLC
10% Owner
Transactions
- Purchase
Common Stock
2019-09-09$1.38/sh+3,919$5,409→ 997,438 total - Purchase
Common Stock
2019-09-10$1.39/sh+1,781$2,475→ 999,219 total
Footnotes (3)
- [F1]The price shown is the weighted average purchase price for the reported transaction. The range of prices at which common stock was purchased for the reported transaction was $1.38 to $1.39. A breakdown of each transaction will be provided upon request.
- [F2]These shares are held directly by ESW Capital, LLC ("ESW"). Joseph Liemandt is the sole voting member of ESW and may be deemed to have beneficial ownership, for purposes of Section 13(d) of the Securities Exchange Act of 1934, of the shares held by ESW. Mr. Liemandt disclaims Section 16 beneficial ownership of the shares held by ESW, except to the extent, if any, of his pecuniary interest therein.
- [F3]The price shown is the weighted average purchase price for the reported transaction. The range of prices at which common stock was purchased for the reported transaction was $1.37 to $1.39. A breakdown of each transaction will be provided upon request.