4//SEC Filing
Nickel Russell Eugene 4
Accession 0000899243-19-017970
CIK 0001704711other
Filed
Jun 23, 8:00 PM ET
Accepted
Jun 24, 5:38 PM ET
Size
19.3 KB
Accession
0000899243-19-017970
Insider Transaction Report
Form 4
Funko, Inc.FNKO
Nickel Russell Eugene
CHIEF FINANCIAL OFFICER
Transactions
- Conversion
CLASS A COMMON STOCK
2019-06-20+13,150→ 13,150 total - Disposition to Issuer
CLASS B COMMON STOCK
2019-06-20−13,150→ 24,163 total - Conversion
CLASS A COMMON STOCK
2019-06-21+27,331→ 27,331 total - Disposition to Issuer
CLASS B COMMON STOCK
2019-06-21−24,163→ 0 total - Sale
CLASS A COMMON STOCK
2019-06-21$25.01/sh−27,331$683,581→ 0 total - Conversion
Common Units
2019-06-20−13,150→ 231,823 total→ Class A Common Stock (13,150 underlying) - Conversion
Common Units
2019-06-21−27,331→ 204,492 total→ Class A Common Stock (27,331 underlying) - Sale
CLASS A COMMON STOCK
2019-06-20$22.81/sh−13,150$299,941→ 0 total
Footnotes (7)
- [F1]Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.
- [F2]Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares.
- [F3]The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $23.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F6]162,603 Common Units are vested and 69,220 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer.
- [F7]135,272 Common Units are vested and 69,220 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer.
Documents
Issuer
Funko, Inc.
CIK 0001704711
Entity typeother
Related Parties
1- filerCIK 0001719644
Filing Metadata
- Form type
- 4
- Filed
- Jun 23, 8:00 PM ET
- Accepted
- Jun 24, 5:38 PM ET
- Size
- 19.3 KB