van Vlissingen FH Fentener Drs. 4
4 · Coda Octopus Group, Inc. · Filed May 17, 2019
Insider Transaction Report
Form 4
Transactions
- Purchase
Common Stock
2018-02-13$4.65/sh+45,600$212,040→ 1,076,503 total(indirect: Through Forest Manor N.V.) - Sale
Common Stock
2019-03-22$11.00/sh−3,244$35,684→ 1,249,369 total(indirect: Through Sandy Hills BV) - Sale
Common Stock
2019-03-25$11.00/sh−2,002$22,022→ 1,247,367 total(indirect: Through Sandy Hills BV) - Sale
Common Stock
2019-03-26$10.80/sh−8,534$92,167→ 1,238,833 total(indirect: Through Sandy Hills BV) - Sale
Common Stock
2019-03-21$11.35/sh−17,162$194,789→ 1,257,810 total(indirect: Through Sandy Hills BV) - Sale
Common Stock
2019-03-27$10.51/sh−1,902$19,990→ 1,234,702 total(indirect: Through Sandy Hills BV) - Sale
Common Stock
2019-04-02$10.19/sh−20,770$211,646→ 1,190,902 total(indirect: Through Sandy Hills BV) - Purchase
Common Stock
2018-03-26$3.35/sh+7,324$24,535→ 1,083,827 total(indirect: Through Forest Manor N.V.) - Purchase
Common Stock
2018-11-08$4.40/sh+23,965$105,446→ 1,274,972 total(indirect: See Footnote) - Purchase
Common Stock
2018-02-12$4.61/sh+2,777$12,802→ 1,030,903 total(indirect: Through Forest Manor N.V.) - Purchase
Common Stock
2018-03-27$3.35/sh+167,180$560,053→ 1,251,007 total(indirect: Through Forest Manor N.V.) - Sale
Common Stock
2019-03-26$10.75/sh−2,229$23,962→ 1,236,604 total(indirect: Through Sandy Hills BV) - Sale
Common Stock
2019-03-28$10.11/sh−5,200$52,572→ 1,229,502 total(indirect: Through Sandy Hills BV) - Sale
Common Stock
2019-04-01$10.09/sh−17,830$179,905→ 1,211,672 total(indirect: Through Sandy Hills BV) - Sale
Common Stock
2019-03-21$11.45/sh−5,197$59,506→ 1,252,613 total(indirect: Through Sandy Hills BV) - Sale
Common Stock
2019-04-03$10.30/sh−890$9,167→ 1,190,012 total(indirect: Through Sandy Hills BV)
Footnotes (5)
- [F1]Of the 1,274,972 shares owned by the reporting person, 23,965 are held indirectly through Sandy Hills BV and 1,251,007 are held indirectly through Forest Manor N.V.
- [F2]On December 12, 2018, the shares held by Forest Manor N.V. were transferred to Sandy Hills BV in a transaction exempt under Rule 16a-13.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.01 to $10.20, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this Footnote (3).
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.01 to $10.30, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this Footnote (4).
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.15 to $10.40, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this Footnote (5).