4//SEC Filing
KE YAN 4
Accession 0000899243-19-010332
CIK 0001372414other
Filed
Apr 8, 8:00 PM ET
Accepted
Apr 9, 11:41 AM ET
Size
22.4 KB
Accession
0000899243-19-010332
Insider Transaction Report
Form 4
NORTHERN LIGHT STRATEGIC FUND L P
10% Owner
Transactions
- Other
Common Stock
2019-04-05−63,473→ 1,142,507 total(indirect: See footnote) - Other
Common Stock
2019-04-05−289,008→ 5,502,154 total(indirect: See footnote) - Other
Common Stock
2019-04-05−31,736→ 571,252 total(indirect: See footnote)
KE YAN
10% Owner
Transactions
- Other
Common Stock
2019-04-05−31,736→ 571,252 total(indirect: See footnote) - Other
Common Stock
2019-04-05−63,473→ 1,142,507 total(indirect: See footnote) - Other
Common Stock
2019-04-05−289,008→ 5,502,154 total(indirect: See footnote)
Northern Light Partners, L.P.
10% Owner
Transactions
- Other
Common Stock
2019-04-05−289,008→ 5,502,154 total(indirect: See footnote) - Other
Common Stock
2019-04-05−63,473→ 1,142,507 total(indirect: See footnote) - Other
Common Stock
2019-04-05−31,736→ 571,252 total(indirect: See footnote)
NORTHERN LIGHT VENTURE FUND L P
10% Owner
Transactions
- Other
Common Stock
2019-04-05−31,736→ 571,252 total(indirect: See footnote) - Other
Common Stock
2019-04-05−289,008→ 5,502,154 total(indirect: See footnote) - Other
Common Stock
2019-04-05−63,473→ 1,142,507 total(indirect: See footnote)
Northern Light Venture Capital, Ltd.
10% Owner
Transactions
- Other
Common Stock
2019-04-05−289,008→ 5,502,154 total(indirect: See footnote) - Other
Common Stock
2019-04-05−31,736→ 571,252 total(indirect: See footnote) - Other
Common Stock
2019-04-05−63,473→ 1,142,507 total(indirect: See footnote)
Lee Jeffrey
10% Owner
Transactions
- Other
Common Stock
2019-04-05−289,008→ 5,502,154 total(indirect: See footnote) - Other
Common Stock
2019-04-05−63,473→ 1,142,507 total(indirect: See footnote) - Other
Common Stock
2019-04-05−31,736→ 571,252 total(indirect: See footnote)
Northern Light Partners Fund, L.P.
10% Owner
Transactions
- Other
Common Stock
2019-04-05−289,008→ 5,502,154 total(indirect: See footnote) - Other
Common Stock
2019-04-05−63,473→ 1,142,507 total(indirect: See footnote) - Other
Common Stock
2019-04-05−31,736→ 571,252 total(indirect: See footnote)
DENG FENG
Director10% Owner
Transactions
- Other
Common Stock
2019-04-05−289,008→ 5,502,154 total(indirect: See footnote) - Other
Common Stock
2019-04-05−63,473→ 1,142,507 total(indirect: See footnote) - Other
Common Stock
2019-04-05−31,736→ 571,252 total(indirect: See footnote)
Footnotes (4)
- [F1]Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.
- [F2]Shares held directly by Northern Light Venture Fund, L.P. ("NLVF"). Northern Light Partners, L.P., the general partner of NLVF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLVF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLVF. Such persons and entities disclaim beneficial ownership of shares held by NLVF, except to the extent of any pecuniary interest therein.
- [F3]Shares held directly by Northern Light Strategic Fund, L.P. ("NLSF"). Northern Light Partners, L.P., the general partner of NLSF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLSF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLSF. Such persons and entities disclaim beneficial ownership of shares held by NLSF, except to the extent of any pecuniary interest therein.
- [F4]Shares held directly by Northern Light Partners Fund, L.P. ("NLPF"). Northern Light Partners, L.P., the general partner of NLPF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLPF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLPF. Such persons and entities disclaim beneficial ownership of shares held by NLPF, except to the extent of any pecuniary interest therein.
Documents
Issuer
AEROHIVE NETWORKS, INC
CIK 0001372414
Entity typeother
Related Parties
1- filerCIK 0001165400
Filing Metadata
- Form type
- 4
- Filed
- Apr 8, 8:00 PM ET
- Accepted
- Apr 9, 11:41 AM ET
- Size
- 22.4 KB