REED'S, INC.·4

Feb 6, 11:19 AM ET

Raptor/Harbor Reeds SPV LLC 4

4 · REED'S, INC. · Filed Feb 6, 2019

Insider Transaction Report

Form 4
Period: 2018-10-04
Transactions
  • Purchase

    Warrant

    2018-10-04+750,000750,000 total
    Exercise: $1.10From: 2018-10-04Exp: 2022-12-22Common Stock (750,000 underlying)
  • Expiration (Short)

    Warrant

    2018-10-04750,0000 total
    Exercise: $1.50From: 2018-06-20Exp: 2022-12-22Common Stock (750,000 underlying)
Footnotes (1)
  • [F1]The transactions reported represent an amendment of an outstanding Warrant for the purchase of 750,000 shares of Common Stock, reducing the exercise price from $1.50 to $1.10 per share. The amendment was made in consideration for the guarantee by Daniel J. Doherty, III and the Daniel J. Doherty, III 2000 Family Trust (who are affiliates of the Reporting Person) of up to $4,000,000 of borrowings by the Issuer and previously reported by the Issuer on a Form 8-K filed on October 9, 2018.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION