Legleiter Rick L 4
4 · UNIVERSAL BIOSENSORS INC · Filed Jan 14, 2019
Insider Transaction Report
Form 4
Legleiter Rick L
Chief Executive Officer
Transactions
- Award
Common Stock
2018-12-14+4,166→ 162,853 total
Holdings
- 2,700,000
Stock Option (Right to Buy)
Exercise: $0.60Exp: 2022-10-23→ Common Stock (2,700,000 underlying) - 3,300,000
Stock Option (Right to Buy)
Exercise: $0.80Exp: 2022-10-23→ Common Stock (3,300,000 underlying) - 1,600,000
Stock Option (Right to Buy)
Exercise: $0.50Exp: 2022-10-23→ Common Stock (1,600,000 underlying)
Footnotes (3)
- [F1]Includes (i) 158,687 shares in the form of CDIs Mr. Leglieter holds directly and (ii) 4,166 restricted fully paid shares.
- [F2]The price reported is stated in Australian dollars.
- [F3]The options were granted on October 24, 2017. The options will vest and only become exercisable on the date that is three years from the date of grant of the options, subject to continued employment at the time of vesting. If the Company terminates the employment without cause prior to the vesting date, a proportion of the options will vest, being the same as the proportion of the three year vesting period that the employee served with the Company.