4//SEC Filing
Guggenheim Greta 4
Accession 0000899243-18-031636
CIK 0001630472other
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 7:54 PM ET
Size
13.4 KB
Accession
0000899243-18-031636
Insider Transaction Report
Form 4
Guggenheim Greta
DirectorCEO & President
Transactions
- Other
Class A Common Stock
2018-12-19+50,010→ 79,960 total(indirect: See Explanation of Responses)→ Common Stock (50,010 underlying) - Purchase
Common Stock
2018-12-20$18.51/sh+45,000$832,779→ 220,768 total - Award
Common Stock
2018-12-19+106,213→ 175,768 total
Holdings
- 3,124
Class A Common Stock
→ Common Stock (3,124 underlying) - 20,922.96(indirect: See Explanation of Responses)
Class A Common Stock
→ Common Stock (20,922.96 underlying)
Footnotes (5)
- [F1]The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") awarded to Ms. Greta Guggenheim will vest ratably in three annual installments beginning on December 31, 2019.
- [F2]The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $18.30 to $18.60, inclusive. Ms. Guggenheim undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ms. Guggenheim.
- [F3]On December 19, 2018, Ms. Guggenheim acquired 50,010 shares of Class A common stock ("Class A Common Stock") of the Issuer from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Ms. Guggenheim in accordance with the terms of a compensatory plan adopted by the Manager. Upon vesting, the shares of Class A Common Stock will be delivered to Ms. Guggenheim.
- [F4]TPG RE Finance Trust Equity, L.P. ("TPG RE Finance Trust Equity") directly holds 926,951 shares of Class A Common Stock, including 20,922.96 shares of Class A Common Stock indirectly beneficially owned by Ms. Guggenheim (through her limited partnership interest in TPG RE Finance Trust Equity).
- [F5]Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock.
Documents
Issuer
TPG RE Finance Trust, Inc.
CIK 0001630472
Entity typeother
Related Parties
1- filerCIK 0001473357
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 7:54 PM ET
- Size
- 13.4 KB