4//SEC Filing
3x5 Special Opportunity Fund, L.P. 4
Accession 0000899243-18-029470
CIK 0001253176other
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 5:05 PM ET
Size
11.7 KB
Accession
0000899243-18-029470
Insider Transaction Report
Form 4
VAPOTHERM INCVAPO
3x5 Special Opportunity Fund, L.P.
10% Owner
Transactions
- Conversion
Common Stock
2018-11-16+1,049,958→ 1,049,958 total - Conversion
Series A Convertible Preferred Stock
2018-11-16−500,000→ 0 total→ Common Stock (500,000 underlying) - Conversion
Series B Convertible Preferred Stock
2018-11-16−285,714→ 0 total→ Common Stock (285,714 underlying) - Conversion
Series C Convertible Preferred Stock
2018-11-16−264,244→ 0 total→ Common Stock (264,244 underlying)
Footnotes (1)
- [F1]Upon closing of the Issuer's initial public offering, each share of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock and Series C Convertible Preferred Stock automatically converted into one share of Common Stock without payment or further consideration. There was no expiration date for the Series A Convertible Preferred Stock, the Series B Convertible Preferred Stock or the Series C Convertible Preferred Stock.
Documents
Issuer
VAPOTHERM INC
CIK 0001253176
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001529594
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 5:05 PM ET
- Size
- 11.7 KB