4//SEC Filing
First Pacific Advisors, LP 4
Accession 0000899243-18-028173
CIK 0001040719other
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 3:05 PM ET
Size
21.4 KB
Accession
0000899243-18-028173
Insider Transaction Report
Form 4
FPA FUNDS TRUST
10% Owner
Transactions
- Sale
Common Stock
2018-11-01$1.19/sh−30,542$36,311→ 9,064 total(indirect: See Footnotes) - Sale
Common Stock
2018-11-02$1.04/sh−663$690→ 8,401 total(indirect: See Footnotes)
Holdings
- 9,273(indirect: See Footnotes)
Common Stock
ATWOOD J RICHARD
10% Owner
Transactions
- Sale
Common Stock
2018-11-02$1.04/sh−663$690→ 8,401 total(indirect: See Footnotes) - Sale
Common Stock
2018-11-01$1.19/sh−30,542$36,311→ 9,064 total(indirect: See Footnotes)
Holdings
- 9,273(indirect: See Footnotes)
Common Stock
Selmo Brian A.
10% Owner
Transactions
- Sale
Common Stock
2018-11-02$1.04/sh−663$690→ 8,401 total(indirect: See Footnotes) - Sale
Common Stock
2018-11-01$1.19/sh−30,542$36,311→ 9,064 total(indirect: See Footnotes)
Holdings
- 9,273(indirect: See Footnotes)
Common Stock
Landecker Mark
10% Owner
Transactions
- Sale
Common Stock
2018-11-01$1.19/sh−30,542$36,311→ 9,064 total(indirect: See Footnotes) - Sale
Common Stock
2018-11-02$1.04/sh−663$690→ 8,401 total(indirect: See Footnotes)
Holdings
- 9,273(indirect: See Footnotes)
Common Stock
First Pacific Advisors, LLC
10% Owner
Transactions
- Sale
Common Stock
2018-11-01$1.19/sh−30,542$36,311→ 9,064 total(indirect: See Footnotes) - Sale
Common Stock
2018-11-02$1.04/sh−663$690→ 8,401 total(indirect: See Footnotes)
Holdings
- 9,273(indirect: See Footnotes)
Common Stock
ROMICK STEVEN T
10% Owner
Transactions
- Sale
Common Stock
2018-11-01$1.19/sh−30,542$36,311→ 9,064 total(indirect: See Footnotes) - Sale
Common Stock
2018-11-02$1.04/sh−663$690→ 8,401 total(indirect: See Footnotes)
Holdings
- 9,273(indirect: See Footnotes)
Common Stock
Footnotes (5)
- [F1]The sale price for the common stock of Ditech Holding Corporation (the "Issuer") reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.13 to $1.21, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]Securities of the Issuer held directly by FPA Crescent Fund, a series of FPA Funds Trust ("FPA Crescent Fund"). First Pacific Advisors, LP ("FPA") is the investment advisor of FPA Crescent Fund and may be deemed to share voting and/or investment power over the securities of the Issuer held by FPA Crescent Fund. In addition, Mr. J. Richard Atwood may be deemed to share voting and/or investment power over the securities of the Issuer held by FPA Crescent Fund as a director and officer of the general partner of FPA. Mr. Steven T. Romick may be deemed to share voting and/or investment power over the securities of the Issuer held by FPA Crescent Fund as a Portfolio Manager of FPA Crescent Fund and a director and officer of the general partner of FPA. Messrs. Brian A. Selmo and Mark Landecker may be deemed to share voting and/or investment power over securities of the Issuer held by FPA Crescent Fund as Portfolio Managers of FPA Crescent Fund.
- [F3](Continued from footnote 2) FPA only receives an asset-based management fee for serving as investment adviser to FPA Crescent Fund and therefore does not have any pecuniary interest in the securities of the Issuer held by FPA Crescent Fund.
- [F4]Securities of the Issuer held directly by FPA Value Partners Fund, a series of FPA Hawkeye Fund, LLC ("FPA Value Partners"). FPA serves as manager of and investment adviser to FPA Value Partners. FPA may be deemed to share voting and/or investment power over the securities of the Issuer held by FPA Value Partners as the investment adviser to and manager of FPA Value Partners. In addition, Mr. Atwood may be deemed to share voting and/or investment power over the securities of the Issuer held by FPA Value Partners as a director and officer of the general partner of FPA. Mr. Romick may be deemed to share voting and/or investment power over the securities of the Issuer held by FPA Value Partners as a director and officer of the general partner of FPA. Mr. Selmo may be deemed to share voting and/or investment power over the securities of the Issuer held by FPA Value Partners as Portfolio Manager of such fund.
- [F5](Continued from footnote 4) FPA and Messrs. Atwood, Romick and Selmo may be deemed to have a pecuniary interest in a portion of the securities held directly by FPA Value Partners due to FPA's right to receive performance-based allocations. In addition, Messrs. Romick and Selmo may be deemed to have an indirect pecuniary interest in a portion of the securities held directly by FPA Value Partners due to their respective ownership interests in such fund. Each of FPA and Messrs. Atwood, Romick and Selmo disclaims beneficial ownership of securities of the Issuer held directly by FPA Value Partners except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of FPA or Messrs. Atwood, Romick or Selmo is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
Issuer
DITECH HOLDING Corp
CIK 0001040719
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001377581
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 3:05 PM ET
- Size
- 21.4 KB