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3//SEC Filing

GRANITE VENTURES LLC 3

Accession 0000899243-18-026609

CIK 0001540755other
View on SEC.govCompany Profile

Filed

Oct 10, 8:00 PM ET

Accepted

Oct 11, 7:53 PM ET

Size

30.7 KB

Accession

0000899243-18-026609

Insider Transaction Report

Form 3
Period: 2018-10-11
Anaplan, Inc.PLAN
GRANITE VENTURES LLC
10% Owner
Holdings

  • Common Stock

    (indirect: By Granite Ventures II, L.P.)
    113,947

  • Common Stock

    (indirect: By GV Anaplan SPV, L.P.)
    26,790

  • Series A Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (282 underlying)

  • Series A Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (34,850 underlying)

  • Series B Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (8,804,194 underlying)

  • Series C Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (25,466 underlying)

  • Series E Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (1,206 underlying)

  • Series E Convertible Preferred Stock

    (indirect: By GV Anaplan SPV, L.P.)
    → Common Stock (150,528 underlying)

  • Series F Convertible Preferred Stock

    (indirect: By GV Anaplan SPV, L.P.)
    → Common Stock (45,454 underlying)

  • Series C Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (3,110,903 underlying)

  • Common Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    922

  • Series A Convertible Preferred Stock

    (indirect: By GV Anaplan SPV, L.P.)
    → Common Stock (27,264 underlying)

  • Series B Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (72,071 underlying)

  • Series E Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (147,322 underlying)

  • Series D Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (140,578 underlying)
Granite Management II, LLC
10% Owner
Holdings

  • Series E Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (147,322 underlying)

  • Series E Convertible Preferred Stock

    (indirect: By GV Anaplan SPV, L.P.)
    → Common Stock (150,528 underlying)

  • Common Stock

    (indirect: By GV Anaplan SPV, L.P.)
    26,790

  • Series A Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (34,850 underlying)

  • Series C Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (3,110,903 underlying)

  • Series F Convertible Preferred Stock

    (indirect: By GV Anaplan SPV, L.P.)
    → Common Stock (45,454 underlying)

  • Series A Convertible Preferred Stock

    (indirect: By GV Anaplan SPV, L.P.)
    → Common Stock (27,264 underlying)

  • Series B Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (72,071 underlying)

  • Series B Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (8,804,194 underlying)

  • Common Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    922

  • Series E Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (1,206 underlying)

  • Common Stock

    (indirect: By Granite Ventures II, L.P.)
    113,947

  • Series A Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (282 underlying)

  • Series C Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (25,466 underlying)

  • Series D Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (140,578 underlying)
Berterretche Jacqueline
10% Owner
Holdings

  • Series D Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (140,578 underlying)

  • Series A Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (282 underlying)

  • Series B Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (72,071 underlying)

  • Series A Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (34,850 underlying)

  • Series C Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (3,110,903 underlying)

  • Common Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    922

  • Common Stock

    (indirect: By GV Anaplan SPV, L.P.)
    26,790

  • Series E Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (1,206 underlying)

  • Series E Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (147,322 underlying)

  • Series E Convertible Preferred Stock

    (indirect: By GV Anaplan SPV, L.P.)
    → Common Stock (150,528 underlying)

  • Common Stock

    (indirect: By Granite Ventures II, L.P.)
    113,947

  • Series A Convertible Preferred Stock

    (indirect: By GV Anaplan SPV, L.P.)
    → Common Stock (27,264 underlying)

  • Series B Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (8,804,194 underlying)

  • Series C Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (25,466 underlying)

  • Series F Convertible Preferred Stock

    (indirect: By GV Anaplan SPV, L.P.)
    → Common Stock (45,454 underlying)
McKay Christopher
10% Owner
Holdings

  • Series A Convertible Preferred Stock

    (indirect: By GV Anaplan SPV, L.P.)
    → Common Stock (27,264 underlying)

  • Series B Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (72,071 underlying)

  • Series B Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (8,804,194 underlying)

  • Series A Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (34,850 underlying)

  • Common Stock

    (indirect: By Granite Ventures II, L.P.)
    113,947

  • Series C Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (3,110,903 underlying)

  • Series E Convertible Preferred Stock

    (indirect: By GV Anaplan SPV, L.P.)
    → Common Stock (150,528 underlying)

  • Series A Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (282 underlying)

  • Series E Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (1,206 underlying)

  • Series E Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (147,322 underlying)

  • Series F Convertible Preferred Stock

    (indirect: By GV Anaplan SPV, L.P.)
    → Common Stock (45,454 underlying)

  • Common Stock

    (indirect: By GV Anaplan SPV, L.P.)
    26,790

  • Series C Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (25,466 underlying)

  • Series D Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (140,578 underlying)

  • Common Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    922
Granite Ventures II L P
10% Owner
Holdings

  • Common Stock

    (indirect: By Granite Ventures II, L.P.)
    113,947

  • Series B Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (72,071 underlying)

  • Series E Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (147,322 underlying)

  • Series B Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (8,804,194 underlying)

  • Series C Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (25,466 underlying)

  • Series E Convertible Preferred Stock

    (indirect: By GV Anaplan SPV, L.P.)
    → Common Stock (150,528 underlying)

  • Series F Convertible Preferred Stock

    (indirect: By GV Anaplan SPV, L.P.)
    → Common Stock (45,454 underlying)

  • Common Stock

    (indirect: By GV Anaplan SPV, L.P.)
    26,790

  • Common Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    922

  • Series A Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (34,850 underlying)

  • Series A Convertible Preferred Stock

    (indirect: By GV Anaplan SPV, L.P.)
    → Common Stock (27,264 underlying)

  • Series C Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (3,110,903 underlying)

  • Series D Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (140,578 underlying)

  • Series E Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (1,206 underlying)

  • Series A Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (282 underlying)
GRANITE VENTURES ENTREPRENEURS FUND II LP
10% Owner
Holdings

  • Common Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    922

  • Series B Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (8,804,194 underlying)

  • Series C Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (25,466 underlying)

  • Series A Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (282 underlying)

  • Series A Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (34,850 underlying)

  • Series A Convertible Preferred Stock

    (indirect: By GV Anaplan SPV, L.P.)
    → Common Stock (27,264 underlying)

  • Series B Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (72,071 underlying)

  • Series E Convertible Preferred Stock

    (indirect: By GV Anaplan SPV, L.P.)
    → Common Stock (150,528 underlying)

  • Series F Convertible Preferred Stock

    (indirect: By GV Anaplan SPV, L.P.)
    → Common Stock (45,454 underlying)

  • Series D Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (140,578 underlying)

  • Series E Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (1,206 underlying)

  • Series E Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (147,322 underlying)

  • Common Stock

    (indirect: By Granite Ventures II, L.P.)
    113,947

  • Common Stock

    (indirect: By GV Anaplan SPV, L.P.)
    26,790

  • Series C Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (3,110,903 underlying)
GV Anaplan SPV, L.P.
10% Owner
Holdings

  • Series B Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (8,804,194 underlying)

  • Series C Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (3,110,903 underlying)

  • Common Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    922

  • Common Stock

    (indirect: By Granite Ventures II, L.P.)
    113,947

  • Common Stock

    (indirect: By GV Anaplan SPV, L.P.)
    26,790

  • Series F Convertible Preferred Stock

    (indirect: By GV Anaplan SPV, L.P.)
    → Common Stock (45,454 underlying)

  • Series A Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (282 underlying)

  • Series A Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (34,850 underlying)

  • Series A Convertible Preferred Stock

    (indirect: By GV Anaplan SPV, L.P.)
    → Common Stock (27,264 underlying)

  • Series C Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (25,466 underlying)

  • Series B Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (72,071 underlying)

  • Series D Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (140,578 underlying)

  • Series E Convertible Preferred Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    → Common Stock (1,206 underlying)

  • Series E Convertible Preferred Stock

    (indirect: By Granite Ventures II, L.P.)
    → Common Stock (147,322 underlying)

  • Series E Convertible Preferred Stock

    (indirect: By GV Anaplan SPV, L.P.)
    → Common Stock (150,528 underlying)
Footnotes (2)
  • [F1]Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.
  • [F2]The reported security is convertible into the Issuer's Common Stock on a 1-for-1 basis at any time at the holder's election and shall automatically convert into Common Stock immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

Documents

1 file

Issuer

Anaplan, Inc.

CIK 0001540755

→
Entity typeother
IncorporatedCA

Related Parties

1
  • filerCIK 0001106556

Filing Metadata

Form type
3
Filed
Oct 10, 8:00 PM ET
Accepted
Oct 11, 7:53 PM ET
Size
30.7 KB
View on SEC.gov