3//SEC Filing
Canaan IX L.P. 3
Accession 0000899243-18-025372
CIK 0001655759other
Filed
Sep 25, 8:00 PM ET
Accepted
Sep 26, 9:21 PM ET
Size
17.1 KB
Accession
0000899243-18-025372
Insider Transaction Report
Form 3
Canaan IX L.P.
10% Owner
Holdings
Series C Preferred Stock
→ Common Stock (679,948 underlying)Series B Preferred Stock
→ Common Stock (1,373,180 underlying)Series A Preferred Stock
→ Common Stock (2,936,426 underlying)
Footnotes (4)
- [F1]The Series A Preferred Stock is convertible into Common Stock on a 3.25-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.
- [F2]The Series B Preferred Stock is convertible into Common Stock on a 3.25-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.
- [F3]The Series C Preferred Stock is convertible into Common Stock on a 3.25-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.
- [F4]The shares are held directly by Canaan IX L.P. (the "Canaan Fund"). The sole general partner of the Canaan Fund is Canaan Partners IX LLC ("Canaan IX", and together with the Canaan Fund, the "Canaan Entities"), and may be deemed to have sole voting, investment and dispositive power with respect to the shares held by the Canaan Fund. Canaan IX disclaims Section 16 beneficial ownership of the securities held by the Canaan Fund, except to the extent of its pecuniary interest therein, if any.
Issuer
ARVINAS HOLDING COMPANY, LLC
CIK 0001655759
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001538676
Filing Metadata
- Form type
- 3
- Filed
- Sep 25, 8:00 PM ET
- Accepted
- Sep 26, 9:21 PM ET
- Size
- 17.1 KB