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4//SEC Filing

Hausmann Robert C 4

Accession 0000899243-18-022055

CIK 0000855612other

View on SEC.gov Company Profile

Filed

Aug 9, 8:00 PM ET

Accepted

Aug 10, 5:28 PM ET

Size

24.5 KB

Accession

0000899243-18-022055

Insider Transaction Report

Form 4

Period: 2018-08-08

Hausmann Robert C

Director

Transactions

Sale
Common
2018-08-08$5.66/sh−52,927$299,562→ 68,210 total
Exercise/Conversion
Common Stock Option
2018-08-08−3,075→ 49,852 total
Exercise: $4.96Exp: 2027-02-12→ Common Stock (3,075 underlying)
Exercise/Conversion
Common Stock Option
2018-08-08−5,000→ 41,000 total
Exercise: $2.40Exp: 2020-06-06→ Common Stock (5,000 underlying)
Exercise/Conversion
Common Stock Option
2018-08-08−5,000→ 36,000 total
Exercise: $2.46Exp: 2020-04-08→ Common Stock (5,000 underlying)
Exercise/Conversion
Common
2018-08-08$2.40/sh+5,000$12,000→ 80,137 total
Exercise/Conversion
Common
2018-08-08$2.46/sh+5,000$12,300→ 85,137 total
Exercise/Conversion
Common Stock Option
2018-08-08−3,852→ 46,000 total
Exercise: $3.61Exp: 2026-02-17→ Common Stock (3,852 underlying)
Exercise/Conversion
Common Stock Option
2018-08-08−36,000→ 0 total
Exercise: $1.76Exp: 2020-01-03→ Common Stock (36,000 underlying)
Exercise/Conversion
Common
2018-08-08$4.96/sh+3,075$15,252→ 71,285 total
Exercise/Conversion
Common
2018-08-08$3.61/sh+3,852$13,906→ 75,137 total
Exercise/Conversion
Common
2018-08-08$1.76/sh+36,000$63,360→ 121,137 total

Footnotes (6)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.65 to $5.66. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
[F2]Grant of 3,075 options on February 13, 2017 vested quarterly and pro-rata over one year. These options expire February 12, 2027.
[F3]Grant of 3,852 options on February 18, 2016 vested quarterly and pro-rata over one year. These options expire February 17, 2026.
[F4]Grant of 5,000 options on June 7, 2010 vested quarterly and pro-rata over one year. These options expire June 6, 2020.
[F5]Grant of 5,000 options on April 9, 2010 vested quarterly and pro-rata over one year. These options expire April 8, 2020.
[F6]Grant of 36,000 options on January 4, 2010 vested quarterly and pro-rata over one year. These options expire January 3, 2020.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

ZIX CORP

CIK 0000855612

Entity typeother

Related Parties

1

filerCIK 0001342555

Filing Metadata

Form type: 4
Filed: Aug 9, 8:00 PM ET
Accepted: Aug 10, 5:28 PM ET
Size: 24.5 KB

View on SEC.gov