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COLUMN GROUP GP, LP 4

Accession 0000899243-18-020446

CIK 0001434418other
View on SEC.govCompany Profile

Filed

Jul 22, 8:00 PM ET

Accepted

Jul 23, 8:03 PM ET

Size

39.3 KB

Accession

0000899243-18-020446

Insider Transaction Report

Form 4
Period: 2018-07-23
CONSTELLATION PHARMACEUTICALS INCCNST
GOEDDEL DAVID V
10% Owner
Transactions
  • Conversion

    Common Stock

    2018-07-23+4,666,888→ 4,677,939 total
  • Conversion

    Series A Preferred Stock

    2018-07-23−11,000,000→ 0 total
    → Common Stock (999,180 underlying)
  • Conversion

    Series D Preferred Stock

    2018-07-23−970,159→ 0 total
    → Common Stock (88,124 underlying)
  • Conversion

    Series F Preferred Stock

    2018-07-23−300,000→ 0 total(indirect: See footnote)
    → Common Stock (27,250 underlying)
  • Conversion

    Series B Preferred Stock

    2018-07-23−8,333,333→ 0 total
    → Common Stock (756,955 underlying)
  • Conversion

    Series E Preferred Stock

    2018-07-23−3,555,555→ 0 total
    → Common Stock (415,244 underlying)
  • Conversion

    Series E Preferred Stock

    2018-07-23−444,444→ 0 total(indirect: See footnote)
    → Common Stock (51,905 underlying)
  • Conversion

    Series F Preferred Stock

    2018-07-23−20,000,000→ 0 total
    → Common Stock (1,816,696 underlying)
  • Conversion

    Common Stock

    2018-07-23+79,155→ 79,155 total(indirect: See footnote)
  • Conversion

    Series E-1 Preferred Stock

    2018-07-23−6,502,856→ 0 total
    → Common Stock (590,689 underlying)
COLUMN GROUP L P
10% Owner
Transactions
  • Conversion

    Common Stock

    2018-07-23+79,155→ 79,155 total(indirect: See footnote)
  • Conversion

    Series D Preferred Stock

    2018-07-23−970,159→ 0 total
    → Common Stock (88,124 underlying)
  • Conversion

    Series E Preferred Stock

    2018-07-23−3,555,555→ 0 total
    → Common Stock (415,244 underlying)
  • Conversion

    Series E-1 Preferred Stock

    2018-07-23−6,502,856→ 0 total
    → Common Stock (590,689 underlying)
  • Conversion

    Series F Preferred Stock

    2018-07-23−300,000→ 0 total(indirect: See footnote)
    → Common Stock (27,250 underlying)
  • Conversion

    Common Stock

    2018-07-23+4,666,888→ 4,677,939 total
  • Conversion

    Series E Preferred Stock

    2018-07-23−444,444→ 0 total(indirect: See footnote)
    → Common Stock (51,905 underlying)
  • Conversion

    Series A Preferred Stock

    2018-07-23−11,000,000→ 0 total
    → Common Stock (999,180 underlying)
  • Conversion

    Series B Preferred Stock

    2018-07-23−8,333,333→ 0 total
    → Common Stock (756,955 underlying)
  • Conversion

    Series F Preferred Stock

    2018-07-23−20,000,000→ 0 total
    → Common Stock (1,816,696 underlying)
COLUMN GROUP GP, LP
10% Owner
Transactions
  • Conversion

    Series A Preferred Stock

    2018-07-23−11,000,000→ 0 total
    → Common Stock (999,180 underlying)
  • Conversion

    Series E Preferred Stock

    2018-07-23−444,444→ 0 total(indirect: See footnote)
    → Common Stock (51,905 underlying)
  • Conversion

    Series E-1 Preferred Stock

    2018-07-23−6,502,856→ 0 total
    → Common Stock (590,689 underlying)
  • Conversion

    Series F Preferred Stock

    2018-07-23−20,000,000→ 0 total
    → Common Stock (1,816,696 underlying)
  • Conversion

    Common Stock

    2018-07-23+4,666,888→ 4,677,939 total
  • Conversion

    Series B Preferred Stock

    2018-07-23−8,333,333→ 0 total
    → Common Stock (756,955 underlying)
  • Conversion

    Series E Preferred Stock

    2018-07-23−3,555,555→ 0 total
    → Common Stock (415,244 underlying)
  • Conversion

    Series F Preferred Stock

    2018-07-23−300,000→ 0 total(indirect: See footnote)
    → Common Stock (27,250 underlying)
  • Conversion

    Common Stock

    2018-07-23+79,155→ 79,155 total(indirect: See footnote)
  • Conversion

    Series D Preferred Stock

    2018-07-23−970,159→ 0 total
    → Common Stock (88,124 underlying)
PONOI CAPITAL, LP
10% Owner
Transactions
  • Conversion

    Series E-1 Preferred Stock

    2018-07-23−6,502,856→ 0 total
    → Common Stock (590,689 underlying)
  • Conversion

    Series F Preferred Stock

    2018-07-23−300,000→ 0 total(indirect: See footnote)
    → Common Stock (27,250 underlying)
  • Conversion

    Series E Preferred Stock

    2018-07-23−444,444→ 0 total(indirect: See footnote)
    → Common Stock (51,905 underlying)
  • Conversion

    Series F Preferred Stock

    2018-07-23−20,000,000→ 0 total
    → Common Stock (1,816,696 underlying)
  • Conversion

    Common Stock

    2018-07-23+79,155→ 79,155 total(indirect: See footnote)
  • Conversion

    Series B Preferred Stock

    2018-07-23−8,333,333→ 0 total
    → Common Stock (756,955 underlying)
  • Conversion

    Common Stock

    2018-07-23+4,666,888→ 4,677,939 total
  • Conversion

    Series A Preferred Stock

    2018-07-23−11,000,000→ 0 total
    → Common Stock (999,180 underlying)
  • Conversion

    Series D Preferred Stock

    2018-07-23−970,159→ 0 total
    → Common Stock (88,124 underlying)
  • Conversion

    Series E Preferred Stock

    2018-07-23−3,555,555→ 0 total
    → Common Stock (415,244 underlying)
Ponoi Management, LLC
10% Owner
Transactions
  • Conversion

    Common Stock

    2018-07-23+4,666,888→ 4,677,939 total
  • Conversion

    Common Stock

    2018-07-23+79,155→ 79,155 total(indirect: See footnote)
  • Conversion

    Series E Preferred Stock

    2018-07-23−3,555,555→ 0 total
    → Common Stock (415,244 underlying)
  • Conversion

    Series B Preferred Stock

    2018-07-23−8,333,333→ 0 total
    → Common Stock (756,955 underlying)
  • Conversion

    Series D Preferred Stock

    2018-07-23−970,159→ 0 total
    → Common Stock (88,124 underlying)
  • Conversion

    Series E Preferred Stock

    2018-07-23−444,444→ 0 total(indirect: See footnote)
    → Common Stock (51,905 underlying)
  • Conversion

    Series F Preferred Stock

    2018-07-23−20,000,000→ 0 total
    → Common Stock (1,816,696 underlying)
  • Conversion

    Series A Preferred Stock

    2018-07-23−11,000,000→ 0 total
    → Common Stock (999,180 underlying)
  • Conversion

    Series E-1 Preferred Stock

    2018-07-23−6,502,856→ 0 total
    → Common Stock (590,689 underlying)
  • Conversion

    Series F Preferred Stock

    2018-07-23−300,000→ 0 total(indirect: See footnote)
    → Common Stock (27,250 underlying)
Ponoi Capital II, LP
10% Owner
Transactions
  • Conversion

    Series E Preferred Stock

    2018-07-23−444,444→ 0 total(indirect: See footnote)
    → Common Stock (51,905 underlying)
  • Conversion

    Series F Preferred Stock

    2018-07-23−20,000,000→ 0 total
    → Common Stock (1,816,696 underlying)
  • Conversion

    Series F Preferred Stock

    2018-07-23−300,000→ 0 total(indirect: See footnote)
    → Common Stock (27,250 underlying)
  • Conversion

    Common Stock

    2018-07-23+4,666,888→ 4,677,939 total
  • Conversion

    Common Stock

    2018-07-23+79,155→ 79,155 total(indirect: See footnote)
  • Conversion

    Series A Preferred Stock

    2018-07-23−11,000,000→ 0 total
    → Common Stock (999,180 underlying)
  • Conversion

    Series B Preferred Stock

    2018-07-23−8,333,333→ 0 total
    → Common Stock (756,955 underlying)
  • Conversion

    Series D Preferred Stock

    2018-07-23−970,159→ 0 total
    → Common Stock (88,124 underlying)
  • Conversion

    Series E Preferred Stock

    2018-07-23−3,555,555→ 0 total
    → Common Stock (415,244 underlying)
  • Conversion

    Series E-1 Preferred Stock

    2018-07-23−6,502,856→ 0 total
    → Common Stock (590,689 underlying)
Ponoi II Management, LLC
10% Owner
Transactions
  • Conversion

    Common Stock

    2018-07-23+79,155→ 79,155 total(indirect: See footnote)
  • Conversion

    Series A Preferred Stock

    2018-07-23−11,000,000→ 0 total
    → Common Stock (999,180 underlying)
  • Conversion

    Series B Preferred Stock

    2018-07-23−8,333,333→ 0 total
    → Common Stock (756,955 underlying)
  • Conversion

    Series D Preferred Stock

    2018-07-23−970,159→ 0 total
    → Common Stock (88,124 underlying)
  • Conversion

    Series E Preferred Stock

    2018-07-23−3,555,555→ 0 total
    → Common Stock (415,244 underlying)
  • Conversion

    Series E Preferred Stock

    2018-07-23−444,444→ 0 total(indirect: See footnote)
    → Common Stock (51,905 underlying)
  • Conversion

    Series E-1 Preferred Stock

    2018-07-23−6,502,856→ 0 total
    → Common Stock (590,689 underlying)
  • Conversion

    Series F Preferred Stock

    2018-07-23−20,000,000→ 0 total
    → Common Stock (1,816,696 underlying)
  • Conversion

    Series F Preferred Stock

    2018-07-23−300,000→ 0 total(indirect: See footnote)
    → Common Stock (27,250 underlying)
  • Conversion

    Common Stock

    2018-07-23+4,666,888→ 4,677,939 total
Kutzkey Tim
10% Owner
Transactions
  • Conversion

    Common Stock

    2018-07-23+4,666,888→ 4,677,939 total
  • Conversion

    Common Stock

    2018-07-23+79,155→ 79,155 total(indirect: See footnote)
  • Conversion

    Series A Preferred Stock

    2018-07-23−11,000,000→ 0 total
    → Common Stock (999,180 underlying)
  • Conversion

    Series B Preferred Stock

    2018-07-23−8,333,333→ 0 total
    → Common Stock (756,955 underlying)
  • Conversion

    Series E Preferred Stock

    2018-07-23−3,555,555→ 0 total
    → Common Stock (415,244 underlying)
  • Conversion

    Series E Preferred Stock

    2018-07-23−444,444→ 0 total(indirect: See footnote)
    → Common Stock (51,905 underlying)
  • Conversion

    Series E-1 Preferred Stock

    2018-07-23−6,502,856→ 0 total
    → Common Stock (590,689 underlying)
  • Conversion

    Series F Preferred Stock

    2018-07-23−20,000,000→ 0 total
    → Common Stock (1,816,696 underlying)
  • Conversion

    Series F Preferred Stock

    2018-07-23−300,000→ 0 total(indirect: See footnote)
    → Common Stock (27,250 underlying)
  • Conversion

    Series D Preferred Stock

    2018-07-23−970,159→ 0 total
    → Common Stock (88,124 underlying)
Footnotes (10)
  • [F1]On July 23, 2018, the Series A, Series B, Series D, Series E-1 and Series F Preferred Stock converted into Common Stock on a 11.009-for-one basis, and the Series E Preferred Stock converted into Common Stock on a 8.56256-for-one basis, upon the closing of the Issuer's initial public offering without payment of consideration. The Series A, Series B, Series C, Series E, Series E-1 and Series F Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date.
  • [F10](Continued from Footnote 9) The managing partners of Ponoi Management, LLC are David Goeddel, Peter Svennilson, and Tim Kutzkey. The managing partners of Ponoi Management, LLC may be deemed to have voting and investment power with respect to such shares. The securities held by Ponoi Capital II, LP are indirectly held by Ponoi II Management, LLC, the general partner of Ponoi Capital II, LP. The managing partners of Ponoi II Management, LLC are David Goeddel, Peter Svennilson, and Tim Kutzkey. The managing partners of Ponoi II Management, LLC may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
  • [F2]Consists of 2,554,850 shares of common stock held directly by The Column Group, LP, 1,214,742 shares of common stock held directly by Ponoi Capital, LP and 908,347 shares of common stock held directly by Ponoi Capital II, LP.
  • [F3]The securities are directly held by The Column Group, LP, and indirectly held by The Column Group GP, LP, the general partner of The Column Group, LP. The managing partners of The Column Group GP, LP are David Goeddel and Peter Svennilson. The managing partners of The Column Group GP, LP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
  • [F4]The securities are directly held by Ponoi Capital, LP, and indirectly held by Ponoi Management, LLC, the general partner of Ponoi Capital, LP. The managing partners of Ponoi Management, LLC are David Goeddel, Peter Svennilson, and Tim Kutzkey. The managing partners of Ponoi Management, LLC may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
  • [F5]The securities are directly held by Ponoi Capital II, LP, and indirectly held by Ponoi II Management, LLC, the general partner of Ponoi Capital II, LP. The managing partners of Ponoi II Management, LLC are David Goeddel, Peter Svennilson, and Tim Kutzkey. The managing partners of Ponoi II Management, LLC may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
  • [F6]The securities are held directly by The David V. and Alena Z. Goeddel 2004 Trust.
  • [F7]Consists of an aggregate of 3,251,428 shares of Series E-1 Preferred Stock, which were convertible into 295,347 shares of Common Stock, held directly by The Column Group, LP and 3,251,428 shares of Series E-1 Preferred Stock, which were convertible into 295,342 shares of Common Stock, held directly by Ponoi Capital, LP. The securities held by The Column Group, LP are indirectly held by The Column Group GP, LP, the general partner of The Column Group, LP.
  • [F8](Continued from Footnote 7) The managing partners of The Column Group GP, LP are David Goeddel and Peter Svennilson. The managing partners of The Column Group GP, LP may be deemed to have voting and investment power with respect to such shares. The securities held by Ponoi Capital, LP are indirectly held by Ponoi Management, LLC, the general partner of Ponoi Capital, LP. The managing partners of Ponoi Management, LLC are David Goeddel, Peter Svennilson, and Tim Kutzkey. The managing partners of Ponoi Management, LLC may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
  • [F9]Consists of an aggregate of 10,000,000 shares of Series F Preferred Stock, which were convertible into 908,349 shares of Common Stock, held directly by Ponoi Capital, LP and 10,000,000 shares of Series F Preferred Stock, which were convertible into 908,347 shares of Common Stock, held directly by Ponoi Capital II, LP. The securities held by Ponoi Capital, LP are indirectly held by Ponoi Management, LLC, the general partner of Ponoi Capital, LP.

Documents

1 file

Issuer

CONSTELLATION PHARMACEUTICALS INC

CIK 0001434418

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001614627

Filing Metadata

Form type
4
Filed
Jul 22, 8:00 PM ET
Accepted
Jul 23, 8:03 PM ET
Size
39.3 KB
View on SEC.gov