4//SEC Filing
Legleiter Rick L 4
Accession 0000899243-18-011956
CIK 0001279695other
Filed
May 7, 8:00 PM ET
Accepted
May 8, 8:00 PM ET
Size
9.8 KB
Accession
0000899243-18-011956
Insider Transaction Report
Form 4
Legleiter Rick L
Chief Executive Officer
Transactions
- Purchase
Common Stock
2018-05-04$0.26/sh+158,687$41,021→ 158,687 total
Holdings
- 1,600,000
Stock Option (Right to Buy)
Exercise: $0.50Exp: 2022-10-23→ Common Stock (1,600,000 underlying) - 3,300,000
Stock Option (Right to Buy)
Exercise: $0.80Exp: 2022-10-23→ Common Stock (3,300,000 underlying) - 2,700,000
Stock Option (Right to Buy)
Exercise: $0.60Exp: 2022-10-23→ Common Stock (2,700,000 underlying)
Footnotes (4)
- [F1]Traded as Chess Depository Interests ("CDIs") on the Australian Stock Exchange. CDIs represent beneficial interests in the common stock held by CHESS Depository Nominees Pty Ltd.
- [F2]The price reported in Column 4 is a weighted average price and is stated in Australian dollars. These shares were purchased in multiple transactions at prices ranging from AU$0.24 to AU$0.27. The Reporting Person undertakes to provide to Universal Biosensors, Inc. ("UBI"), any security holder of UBI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- [F3]The price reported is stated in Australian dollars.
- [F4]The options were granted on October 24, 2017. The options will vest and only become exercisable on the date that is three years from the date of grant of the options, subject to continued employment at the time of vesting. If the Company terminates the employment without cause prior to the vesting date, a proportion of the options will vest, being the same as the proportion of the three year vesting period that the employee served with the Company.
Documents
Issuer
UNIVERSAL BIOSENSORS INC
CIK 0001279695
Entity typeother
Related Parties
1- filerCIK 0001718503
Filing Metadata
- Form type
- 4
- Filed
- May 7, 8:00 PM ET
- Accepted
- May 8, 8:00 PM ET
- Size
- 9.8 KB