WAITE ANDREW L 4
4 · Nine Energy Service, Inc. · Filed Apr 6, 2018
Insider Transaction Report
Form 4
WAITE ANDREW L
Director
Transactions
- Award
Common Stock
2018-04-04+3,846→ 3,846 total
Holdings
- 9,086,888(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]These shares of restricted stock will vest on April 4, 2019 (the first anniversary of the grant date).
- [F2]Reflects adjustment for the Issuer's 8.0256-for-1 common stock split that became effective January 23, 2018, in connection with the Issuer's initial public offering.
- [F3]Represents 7,528,518 shares of common stock, $0.01 par value per share ("Common Stock"), of the Issuer directly owned by SCF-VII, L.P. and 1,558,370 shares of Common Stock directly owned by SCF-VII(A), L.P. L.E. Simmons & Associates, Incorporated ("LESA") is the sole general partner of each of (a) SCF-VII, G.P., Limited Partnership, which is the sole general partner of SCF-VII, L.P., and (b) SCF-VII(A), G.P., Limited Partnership, which is the sole general partner of SCF-VII(A), L.P. Mr. Waite serves as Co-President of LESA. As such, Mr. Waite may be deemed to have dispositive power over the shares of Common Stock directly owned by SCF-VII, L.P. and SCF-VII(A), L.P. Mr. Waite disclaims beneficial ownership of such shares.