Home/Filings/5/0000899243-18-003896
5//SEC Filing

Dalal Anupam 5

Accession 0000899243-18-003896

CIK 0001422142other

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 5:50 PM ET

Size

7.4 KB

Accession

0000899243-18-003896

Insider Transaction Report

Form 5
Period: 2017-12-31
Dalal Anupam
Director
Transactions
  • Other

    Common Stock

    2017-12-22+2,2692,269 total
  • Other

    Common Stock

    2017-12-227,8820 total(indirect: See footnote)
Footnotes (2)
  • [F1]The 7,882 shares of Common Stock are owned by directly by TWHVP SPV, LLC ("TWHVP"). The general partner of TWHVP is Kearny Venture Associates II, LLC ("KVA II"). KVA II has the sole voting and investment control over the shares owned by TWHVP and the Managing Members of KVA II have sole voting and investment control over the shares controlled by KVA II. The Managing Members of KVA II are Caley Castelein, Anupam Dalal and Andrew Jensen. None of the Managing Members of KVA II have individual voting or investment power with respect to such shares and each disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. Pursuant to the Limited Liability Company Agreement KVA II made an in-kind distribution to the members on December 22, 2017. KVA II currently owns 0 shares of the Issuer.
  • [F2]Pro rata distribution from Kearny Venture Associates II, LLC., of which the reporting person is a managing member.

Issuer

Aerpio Pharmaceuticals, Inc.

CIK 0001422142

Entity typeother

Related Parties

1
  • filerCIK 0001602474

Filing Metadata

Form type
5
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 5:50 PM ET
Size
7.4 KB