4//SEC Filing
WELCH WILLIAM J 4
Accession 0000899243-18-002485
CIK 0001213037other
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:30 PM ET
Size
9.7 KB
Accession
0000899243-18-002485
Insider Transaction Report
Form 4
Trovagene, Inc.TROV
WELCH WILLIAM J
Chief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2018-01-30+130,000→ 904,655 total - Tax Payment
Common Stock
2018-01-30−62,010→ 842,645 total - Exercise/Conversion
Restricted Stock Units
2018-01-30−130,000→ 150,000 total→ Common Stock (130,000 underlying)
Footnotes (4)
- [F1]Represents the conversion upon vesting of restricted stock units into common stock (the "Converted Common Stock"). On April 7, 2017, the reporting person was granted 130,000 restricted stock units, all of which vested on January 30, 2018. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on April 10, 2017.
- [F2]The reporting person is reporting the withholding by Trovagene, Inc. of 62,010 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of the Converted Common Stock to the reporting person on January 30, 2018.
- [F3]Each restricted stock unit is the economic equivalent of one share of Trovagene, Inc. common stock.
- [F4]On April 7, 2017, the reporting person was granted 130,000 restricted stock units, all of which vested on January 30, 2018. The common stock into which such vested restricted stock units converted on January 30, 2018 is reported in Table I on this Form 4.
Documents
Issuer
Trovagene, Inc.
CIK 0001213037
Entity typeother
Related Parties
1- filerCIK 0001237522
Filing Metadata
- Form type
- 4
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 4:30 PM ET
- Size
- 9.7 KB