Home/Filings/4/0000899243-17-028736
4//SEC Filing

Foley Robert 4

Accession 0000899243-17-028736

CIK 0001630472other

Filed

Dec 13, 7:00 PM ET

Accepted

Dec 14, 7:01 PM ET

Size

10.3 KB

Accession

0000899243-17-028736

Insider Transaction Report

Form 4
Period: 2017-12-13
Foley Robert
Chief Financial Officer
Transactions
  • Award

    Common Stock

    2017-12-13+11,83111,831 total
  • Other

    Class A Common Stock

    2017-12-13+12,86032,212 total(indirect: See Explanation of Responses)
    Common Stock (12,860 underlying)
Holdings
  • Class A Common Stock

    Common Stock
    4,825
Footnotes (4)
  • [F1]The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") awarded to Mr. Robert Foley will vest ratably in four annual installments beginning on June 30, 2018. The shares of Common Stock are subject to the terms of a lock-up agreement entered into by Mr. Foley in connection with the Issuer's initial public offering.
  • [F2]On December 13, 2017, Mr. Foley acquired shares of Class A common stock ("Class A Common Stock") of the Issuer from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Mr. Foley in accordance with the terms of a compensatory plan adopted by the Manager. The Manager acquired the shares of Class A Common Stock prior to the completion of the Issuer's initial public offering and granted the shares to Mr. Foley as compensation for services Mr. Foley provided to the Issuer. The shares of Class A Common Stock are subject to the terms of a lock-up agreement entered into by Mr. Foley in connection with the Issuer's initial public offering.
  • [F3]The shares of Class A Common Stock awarded to Mr. Foley will vest ratably in four annual installments beginning on June 30, 2018. Upon vesting, the shares of Class A Common Stock will be delivered to Mr. Foley.
  • [F4]Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock.

Issuer

TPG RE Finance Trust, Inc.

CIK 0001630472

Entity typeother

Related Parties

1
  • filerCIK 0001298783

Filing Metadata

Form type
4
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 7:01 PM ET
Size
10.3 KB