4//SEC Filing
GV 2016 GP, L.L.C. 4
Accession 0000899243-17-027017
CIK 0001501697other
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 5:43 PM ET
Size
13.2 KB
Accession
0000899243-17-027017
Insider Transaction Report
Form 4
Arsanis, Inc.ASNS
Alphabet Inc.
10% Owner
Transactions
- Conversion
Series D Convertible Preferred Stock
2017-11-20−1,540,499→ 0 total(indirect: By GV 2016, L.P.)→ Common Stock (451,362 underlying) - Conversion
Common Stock
2017-11-20+451,362→ 451,362 total(indirect: By GV 2016, L.P.)
GV 2016, L.P.
10% Owner
Transactions
- Conversion
Series D Convertible Preferred Stock
2017-11-20−1,540,499→ 0 total(indirect: By GV 2016, L.P.)→ Common Stock (451,362 underlying) - Conversion
Common Stock
2017-11-20+451,362→ 451,362 total(indirect: By GV 2016, L.P.)
GV 2016 GP, L.L.C.
10% Owner
Transactions
- Conversion
Series D Convertible Preferred Stock
2017-11-20−1,540,499→ 0 total(indirect: By GV 2016, L.P.)→ Common Stock (451,362 underlying) - Conversion
Common Stock
2017-11-20+451,362→ 451,362 total(indirect: By GV 2016, L.P.)
GV 2016 GP, L.P.
10% Owner
Transactions
- Conversion
Common Stock
2017-11-20+451,362→ 451,362 total(indirect: By GV 2016, L.P.) - Conversion
Series D Convertible Preferred Stock
2017-11-20−1,540,499→ 0 total(indirect: By GV 2016, L.P.)→ Common Stock (451,362 underlying)
Footnotes (2)
- [F1]The shares of Series D Convertible Preferred Stock beneficially owned by the Reporting Persons converted into Common Stock on a 0.29300-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series D Convertible Preferred Stock was convertible at any time at the holder's election and automatically upon the closing at the Issuer's initial public offering. The shares had no expiration date.
- [F2]The reported securities are directly held by GV 2016, L.P. GV 2016 GP, L.P., the general partner of GV 2016, L.P., GV 2016 GP, L.L.C., the general partner of GV 2016 GP, L.P., Alphabet Holdings LLC, the sole member of GV 2016 GP, L.L.C., XXVI Holdings Inc., the managing member of Alphabet Holdings LLC, and Alphabet Inc., the sole stockholder of XXVI Holdings Inc., may each be deemed to have sole power to vote or dispose of these shares. Each of GV 2016 GP, L.P., GV 2016 GP, L.L.C., Alphabet Holdings LLC, XXVI Holdings Inc. and Alphabet Inc. disclaim beneficial ownership of the shares except to the extent of any pecuniary interest therein.
Documents
Issuer
Arsanis, Inc.
CIK 0001501697
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001722201
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 5:43 PM ET
- Size
- 13.2 KB