Arsanis, Inc.·3

Nov 15, 5:44 PM ET

GV 2016 GP, L.L.C. 3

3 · Arsanis, Inc. · Filed Nov 15, 2017

Insider Transaction Report

Form 3
Period: 2017-11-15
Holdings
  • Series D Convertible Preferred Stock

    (indirect: By GV 2016, L.P.)
    Common Stock (451,362 underlying)
Footnotes (2)
  • [F1]The shares of Series D Convertible Preferred Stock beneficially owned by the Reporting Persons are convertible into Common Stock on a 0.29300-for-one basis into the number of shares of Common Stock shown in column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.
  • [F2]The reported securities are directly held by GV 2016, L.P. GV 2016 GP, L.P., the general partner of GV 2016, L.P., GV 2016 GP, L.L.C., the general partner of GV 2016 GP, L.P., Alphabet Holdings LLC, the sole member of GV 2016 GP, L.L.C., XXVI Holdings Inc., the managing member of Alphabet Holdings LLC, and Alphabet Inc., the sole stockholder of XXVI Holdings Inc., may each be deemed to have sole power to vote or dispose of these shares. Each of GV 2016 GP, L.P., GV 2016 GP, L.L.C., Alphabet Holdings LLC, XXVI Holdings Inc. and Alphabet Inc. disclaim beneficial ownership of the shares except to the extent of any pecuniary interest therein.

Documents

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