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4//SEC Filing

COWAN D J PAUL E 4

Accession 0000899243-17-025114

CIK 0001596946other
View on SEC.govCompany Profile

Filed

Oct 31, 8:00 PM ET

Accepted

Nov 1, 5:14 PM ET

Size

19.4 KB

Accession

0000899243-17-025114

Insider Transaction Report

Form 4
Period: 2017-10-30
Quotient LtdQTNT
COWAN D J PAUL E
DirectorSee Remarks10% Owner
Transactions
  • Award

    Warrant

    2017-10-30$0.13/sh+31,479$3,935→ 31,479 total
    Exercise: $5.80From: 2017-10-30Exp: 2018-07-31→ Ordinary Shares (31,479 underlying)
  • Award

    Ordinary Shares

    2017-10-30$4.64/sh+31,479$146,063→ 58,145 total
Holdings

  • Employee Stock Option (right to buy)

    Exercise: $11.92Exp: 2026-05-31→ Ordinary Shares (35,000 underlying)
    35,000

  • Option to purchase ordinary shares

    Exercise: $3.29Exp: 2024-06-27→ Ordinary Shares (123,431 underlying)
    123,431

  • Employee Stock Option (right to buy)

    Exercise: $8.00Exp: 2024-04-29→ Ordinary Shares (90,000 underlying)
    90,000

  • Employee Stock Option (right to buy)

    Exercise: $7.58Exp: 2027-05-23→ Ordinary Shares (50,000 underlying)
    50,000

  • Multi-year Performance Based Restricted Stock Units

    Exp: 2018-12-31→ Ordinary Shares (42,000 underlying)
    42,000

  • Employee Stock Option (right to buy)

    Exercise: $15.17Exp: 2025-05-19→ Ordinary Shares (35,000 underlying)
    35,000

  • Ordinary Shares

    (indirect: By Spouse)
    3,158,509

  • Multi-year Performance Based Restricted Stock Units

    Exp: 2018-12-31→ Ordinary Shares (42,000 underlying)
    42,000

  • Multi-year Performance Based Restricted Stock Unit

    Exp: 2019-12-31→ Ordinary Shares (60,000 underlying)
    60,000
Footnotes (10)
  • [F1]The Reporting Person purchased 31,479 ordinary shares and a warrant to purchase 31,479 ordinary shares from Quotient in a private placement transaction.
  • [F10]Each MRSU represents a contingent right to receive one share of Quotient's ordinary shares. The MRSUs vest upon Quotient's ordinary shares achieving a volume weighted average market price of $22.00 per share for 20 consecutive trading days during the period April 1, 2019 to December 31, 2019.
  • [F2]Deidre Cowan, Mr. Cowan's spouse, exercises sole voting and dispositive power over the shares.
  • [F3]11,667 options vested on June 1, 2017 and remain exercisable, 11,667 options will vest on June 1, 2018, 11,666 options will vest on June 1, 2019.
  • [F4]Each Multi-year Performance Based Restricted Stock Unit ("MRSU") represents a contingent right to receive one share of Quotient's ordinary shares. The MRSUs vest upon Quotient's ordinary shares achieving a volume weighted average market price of $40.00 per share for 20 consecutive trading days during the period April 1, 2018 to December 31, 2018.
  • [F5]Each MRSU represents a contingent right to receive one share of Quotient ordinary shares. The MRSUs vest upon Quotient's ordinary shares achieving a volume weighted average market price of $60.00 per share for 20 consecutive trading days during the period April 1, 2018 to December 31, 2018.
  • [F6]23,334 options have vested and remain exercisable, 11,666 options will vest on May 20, 2018.
  • [F7]All 123,431 options have vested and remain exercisable.
  • [F8]All 90,000 options have vested and remain exercisable.
  • [F9]The options will vest and become exercisable in three equal annual installments beginning on May 24, 2018.

Documents

1 file

Issuer

Quotient Ltd

CIK 0001596946

→
Entity typeother

Related Parties

1
  • filerCIK 0001226486

Filing Metadata

Form type
4
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 5:14 PM ET
Size
19.4 KB
View on SEC.gov