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4//SEC Filing

Connolly Shaun 4

Accession 0000899243-17-024292

CIK 0001610532other
View on SEC.govCompany Profile

Filed

Oct 15, 8:00 PM ET

Accepted

Oct 16, 8:51 PM ET

Size

11.3 KB

Accession

0000899243-17-024292

Insider Transaction Report

Form 4
Period: 2017-10-12
Hortonworks, Inc.HDP
Connolly Shaun
VP, Corporate Strategy
Transactions
  • Exercise/Conversion

    Common Stock

    2017-10-12$14.22/sh+2,084$29,634→ 378,549 total
  • Sale

    Common Stock

    2017-10-12$16.56/sh−2,084$34,511→ 376,465 total
  • Sale

    Common Stock

    2017-10-16$16.41/sh−11,560$189,700→ 364,905 total
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2017-10-12−2,084→ 22,137 total
    Exercise: $14.22Exp: 2024-09-11→ Common Stock (2,084 underlying)
Footnotes (4)
  • [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2017.
  • [F2]Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $16.55 to $16.56 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
  • [F3]Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $16.27 to $16.59 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
  • [F4]1/4th of the shares subject to the option vested on September 12, 2015 and 1/48th of the shares subject to the option vest monthly thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date. All or a portion of the then unvested shares are subject to acceleration upon the occurrence of certain events.

Documents

1 file

Issuer

Hortonworks, Inc.

CIK 0001610532

→
Entity typeother

Related Parties

1
  • filerCIK 0001626688

Filing Metadata

Form type
4
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 8:51 PM ET
Size
11.3 KB
View on SEC.gov