4//SEC Filing
Nickerson Tara 4
Accession 0000899243-17-022969
CIK 0001559053other
Filed
Sep 28, 8:00 PM ET
Accepted
Sep 29, 5:17 PM ET
Size
15.5 KB
Accession
0000899243-17-022969
Insider Transaction Report
Form 4
Nickerson Tara
See Remarks
Transactions
- Exercise/Conversion
Ordinary Shares, par value $0.01 per share
2017-09-27$6.73/sh+4,724$31,793→ 6,724 total - Sale
Ordinary Shares, par value $0.01 per share
2017-09-28$69.20/sh−12,776$884,056→ 2,000 total - Exercise/Conversion
Ordinary Shares, par value $0.01 per share
2017-09-28$6.73/sh+12,776$85,982→ 14,776 total - Exercise/Conversion
Stock Option (right to buy)
2017-09-28−12,776→ 18,500 totalExercise: $6.73Exp: 2023-01-29→ Ordinary Shares (12,776 underlying) - Sale
Ordinary Shares, par value $0.01 per share
2017-09-27$69.05/sh−4,724$326,189→ 2,000 total - Exercise/Conversion
Stock Option (right to buy)
2017-09-27−4,724→ 31,276 totalExercise: $6.73Exp: 2023-01-29→ Ordinary Shares (4,724 underlying)
Footnotes (4)
- [F1]The sales reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.
- [F2]The transaction was executed in multiple trades in prices ranging from $69.00 to $69.39, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- [F3]The transaction was executed in multiple trades in prices ranging from $69.00 to $69.99, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- [F4]The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on January 29, 2014 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.
Documents
Issuer
Prothena Corp plc
CIK 0001559053
Entity typeother
Related Parties
1- filerCIK 0001564461
Filing Metadata
- Form type
- 4
- Filed
- Sep 28, 8:00 PM ET
- Accepted
- Sep 29, 5:17 PM ET
- Size
- 15.5 KB