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4//SEC Filing

Perelman Vadim 4

Accession 0000899243-17-021700

CIK 0001040719other
View on SEC.govCompany Profile

Filed

Sep 7, 8:00 PM ET

Accepted

Sep 8, 5:25 PM ET

Size

19.2 KB

Accession

0000899243-17-021700

Insider Transaction Report

Form 4
Period: 2017-09-06
WALTER INVESTMENT MANAGEMENT CORPWAC
Baker Street Capital Management, LLC
10% Owner
Transactions
  • Award

    Restricted Stock Units

    2017-09-06+90,278→ 90,278 total
    → Common Stock (90,278 underlying)
  • Exercise/Conversion

    Common Stock

    2017-09-06+90,278→ 128,558 total
  • Exercise/Conversion

    Restricted Stock Units

    2017-09-06−90,278→ 0 total
    → Common Stock (90,278 underlying)
Holdings

  • Common Stock

    (indirect: By Baskerville SPV, L.P.)
    1,351,626

  • Common Stock

    (indirect: By Baker Street Capital L.P.)
    7,325,898
Baker Street Capital L.P.
10% Owner
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2017-09-06−90,278→ 0 total
    → Common Stock (90,278 underlying)
  • Exercise/Conversion

    Common Stock

    2017-09-06+90,278→ 128,558 total
  • Award

    Restricted Stock Units

    2017-09-06+90,278→ 90,278 total
    → Common Stock (90,278 underlying)
Holdings

  • Common Stock

    (indirect: By Baker Street Capital L.P.)
    7,325,898

  • Common Stock

    (indirect: By Baskerville SPV, L.P.)
    1,351,626
Perelman Vadim
10% Owner
Transactions
  • Award

    Restricted Stock Units

    2017-09-06+90,278→ 90,278 total
    → Common Stock (90,278 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2017-09-06−90,278→ 0 total
    → Common Stock (90,278 underlying)
  • Exercise/Conversion

    Common Stock

    2017-09-06+90,278→ 128,558 total
Holdings

  • Common Stock

    (indirect: By Baskerville SPV, L.P.)
    1,351,626

  • Common Stock

    (indirect: By Baker Street Capital L.P.)
    7,325,898
Baker Street Capital GP, LLC
10% Owner
Transactions
  • Award

    Restricted Stock Units

    2017-09-06+90,278→ 90,278 total
    → Common Stock (90,278 underlying)
  • Exercise/Conversion

    Common Stock

    2017-09-06+90,278→ 128,558 total
  • Exercise/Conversion

    Restricted Stock Units

    2017-09-06−90,278→ 0 total
    → Common Stock (90,278 underlying)
Holdings

  • Common Stock

    (indirect: By Baker Street Capital L.P.)
    7,325,898

  • Common Stock

    (indirect: By Baskerville SPV, L.P.)
    1,351,626
Baskerville SPV, L.P.
Other
Transactions
  • Exercise/Conversion

    Common Stock

    2017-09-06+90,278→ 128,558 total
  • Exercise/Conversion

    Restricted Stock Units

    2017-09-06−90,278→ 0 total
    → Common Stock (90,278 underlying)
  • Award

    Restricted Stock Units

    2017-09-06+90,278→ 90,278 total
    → Common Stock (90,278 underlying)
Holdings

  • Common Stock

    (indirect: By Baskerville SPV, L.P.)
    1,351,626

  • Common Stock

    (indirect: By Baker Street Capital L.P.)
    7,325,898
Footnotes (4)
  • [F1]This Form 4 is filed jointly by Baker Street Capital L.P. ("BSC LP"), Baskerville SPV, L.P. ("Baskerville SPV"), Baker Street Capital GP, LLC ("BSC GP"), Baker Street Capital Management, LLC ("Baker Street Capital Management") and Vadim Perelman (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Perelman is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
  • [F2]Restricted Stock Units ("RSUs"), granted pursuant to Issuer's 2017 Omnibus Incentive Plan, convert into Common Stock on a one-for-one basis. RSUs vest and are settled immediately upon grant.
  • [F3]Represents shares of Common Stock owned directly by BSC LP. BSC GP, as the general partner of BSC LP, may be deemed to beneficially own the shares owned by BSC LP. Baker Street Capital Management, as the investment manager of BSC LP, may be deemed to beneficially own the shares owned by BSC LP. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the shares owned by BSC LP.
  • [F4]Represents shares of Common Stock owned directly by Baskerville SPV. BSC GP, as the general partner of Baskerville SPV, may be deemed to beneficially own the shares owned by Baskerville SPV. Baker Street Capital Management, as the investment manager of Baskerville SPV, may be deemed to beneficially own the shares owned by Baskerville SPV. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the shares owned by Baskerville SPV.

Documents

1 file

Issuer

WALTER INVESTMENT MANAGEMENT CORP

CIK 0001040719

→
Entity typeother

Related Parties

1
  • filerCIK 0001489810

Filing Metadata

Form type
4
Filed
Sep 7, 8:00 PM ET
Accepted
Sep 8, 5:25 PM ET
Size
19.2 KB
View on SEC.gov