Home/Filings/4/0000899243-17-020845
4//SEC Filing

Jones Richard A. 4

Accession 0000899243-17-020845

CIK 0000817135other

Filed

Aug 21, 8:00 PM ET

Accepted

Aug 22, 4:40 PM ET

Size

19.5 KB

Accession

0000899243-17-020845

Insider Transaction Report

Form 4
Period: 2017-08-21
Jones Richard A.
Executive Vice President
Transactions
  • Disposition to Issuer

    Common Stock

    2017-08-21$13.25/sh17,510$232,0080 total
  • Disposition to Issuer

    Stock Option (right to buy)

    2017-08-214,2980 total
    Exercise: $28.70Exp: 2024-01-31Common Stock (4,298 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2017-08-21$13.25/sh4,300$56,9750 total
    Common Stock (4,300 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2017-08-21$7.05/sh60,000$423,0000 total
    Exercise: $6.20Exp: 2022-01-03Common Stock (60,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2017-08-21$0.55/sh5,905$3,2480 total
    Exercise: $12.70Exp: 2023-05-21Common Stock (5,905 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2017-08-215,4390 total
    Exercise: $23.91Exp: 2025-02-27Common Stock (5,439 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2017-08-21$6.32/sh10,697$67,6050 total
    Exercise: $6.93Exp: 2026-03-23Common Stock (10,697 underlying)
Footnotes (4)
  • [F1]Disposed of pursuant to the closing of the transactions contemplated by that certain Agreement and Plan of Merger, dated as of April 10, 2017 by and among the Issuer, Tahoe Investment Group Co., Ltd., THAIHOT Investment Company Limited, THAIHOT Investment Company US Limited and Alliance Healthcare Services Merger Sub Limited. Each share of Issuer common stock held by the reporting person was cancelled in the merger and converted into the right to receive $13.25 in cash per share, without interest and less any applicable withholding taxes (the "Merger Consideration").
  • [F2]Restricted Stock Units convert to common stock on a one to one basis upon the vesting thereof with no expiration date.
  • [F3]Restricted stock units were cancelled in the merger and converted into the right to receive a restricted cash award equal to (i) the number of shares of common stock subject to the restricted stock units multiplied by (ii) the Merger Consideration. The restricted cash award vests in equal amounts on March 23, 2018 and 2019, subject to continued service through each applicable vesting date.
  • [F4]Options were cancelled in the merger and converted into the right to receive an amount in cash determined by multiplying (i) the excess of the Merger Consideration over the option exercise price of such option by (ii) the number of shares of common stock subject to such option.

Issuer

Alliance HealthCare Services, Inc

CIK 0000817135

Entity typeother

Related Parties

1
  • filerCIK 0001528859

Filing Metadata

Form type
4
Filed
Aug 21, 8:00 PM ET
Accepted
Aug 22, 4:40 PM ET
Size
19.5 KB