4//SEC Filing
AILERON THERAPEUTICS INC 4
Accession 0000899243-17-018102
$RNTXCIK 0001420565operating
Filed
Jul 6, 8:00 PM ET
Accepted
Jul 7, 8:24 PM ET
Size
20.7 KB
Accession
0000899243-17-018102
Insider Transaction Report
Form 4
APPLE TREE PARTNERS II LP
10% Owner
Transactions
- Conversion
Common Stock
2017-07-05+18,771→ 19,022 total - Conversion
Common Stock
2017-07-05+1,780,564→ 1,799,586 total - Conversion
Series C-2 Preferred Stock
2017-07-05−4,238,607→ 0 total→ Common Stock (426,547 underlying) - Conversion
Series A Preferred Stock
2017-07-05−1,250,000→ 0 total→ Common Stock (12,579 underlying) - Conversion
Series A-1 Preferred Stock
2017-07-05−615,384→ 0 total→ Common Stock (6,192 underlying) - Conversion
Series B Preferred Stock
2017-07-05−3,706,056→ 0 total→ Common Stock (372,955 underlying) - Conversion
Series C-1 Preferred Stock
2017-07-05−2,967,025→ 0 total→ Common Stock (298,583 underlying) - Conversion
Series D Preferred Stock
2017-07-05−6,781,770→ 0 total→ Common Stock (682,476 underlying)
Footnotes (3)
- [F1]The Series A and Series A-1 Preferred Stock converted into Common Stock on a 99.37-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A and A-1 Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering.The shares had no expiration date.
- [F2]The Series B, Series C-1, Series C-2 and Series D Preferred Stock converted into Common Stock on a 9.937-for-one-basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B, Series C-1, Series C-2 and Series D Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- [F3]Dr. Seth L. Harrison is a principal of the general partner of Apple Tree Partners II, L.P., and Dr. Harrison disclaims beneficial ownership of the shares held by Apple Tree Partners II, L.P., except to the extent of his pecuniary interest therein. Dr. Harrison has sole voting and investment power over the shares held by Apple Tree Partners II, L.P.
Documents
Issuer
AILERON THERAPEUTICS INC
CIK 0001420565
Entity typeoperating
Related Parties
1- filerCIK 0001420565
Filing Metadata
- Form type
- 4
- Filed
- Jul 6, 8:00 PM ET
- Accepted
- Jul 7, 8:24 PM ET
- Size
- 20.7 KB