4//SEC Filing
KCG Holdings, Inc. 4
Accession 0000899243-17-010856
CIK 0001569391operating
Filed
Apr 24, 8:00 PM ET
Accepted
Apr 25, 4:30 PM ET
Size
15.0 KB
Accession
0000899243-17-010856
Insider Transaction Report
Form 4
Tusar Gregory A
Head of Client Services
Transactions
- Exercise/Conversion
Class A Common Stock, par value $0.01 per share
2017-04-24+11,600→ 142,000 total - Exercise/Conversion
Stock Options (right to buy)
2017-04-24−11,600→ 3,400 totalExercise: $8.25Exp: 2018-08-20→ Class A Common Stock (11,600 underlying) - Exercise/Conversion
Class A Common Stock, par value $0.01 per share
2017-04-21+75,910→ 288,480 total - Exercise/Conversion
Stock Options (right to buy)
2017-04-21−75,910→ 15,000 totalExercise: $8.25Exp: 2018-08-20→ Class A Common Stock (75,910 underlying) - Sale
Class A Common Stock, par value $0.01 per share
2017-04-21−158,080→ 130,400 total - Sale
Class A Common Stock, par value $0.01 per share
2017-04-24−32,100→ 109,900 total
Footnotes (4)
- [F1]Reflects the exercise by the Reporting Person of Stock Options granted by KCG Holdings, Inc. under the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan.
- [F2]Represents the sale of 158,080 shares in multiple transactions at prices ranging from $19.75 to $19.76 per share, resulting in a weighted average sale price per share of $19.75. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
- [F3]Represents the sale of 32,100 shares in multiple transactions at prices ranging from $19.75 to $19.78 per share, resulting in a weighted average sale price per share of $19.76. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
- [F4]Stock options granted by KCG Holdings, Inc. under the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan. The options vested in full on August 20, 2016.
Documents
Issuer
KCG Holdings, Inc.
CIK 0001569391
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001569391
Filing Metadata
- Form type
- 4
- Filed
- Apr 24, 8:00 PM ET
- Accepted
- Apr 25, 4:30 PM ET
- Size
- 15.0 KB