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4//SEC Filing

Comstock Holding Companies, Inc. 4

Accession 0000899243-17-009864

$CHCICIK 0001299969operating
View on SEC.govCompany Profile

Filed

Apr 9, 8:00 PM ET

Accepted

Apr 10, 5:03 PM ET

Size

12.2 KB

Accession

0000899243-17-009864

Insider Transaction Report

Form 4
Period: 2014-11-14
Comstock Holding Companies, Inc.CHCI
PINCUS ROBERT P
Director
Transactions
  • Purchase

    Class A Common Stock

    2017-04-06$1.00/sh+11,000$11,000→ 31,148 total
  • Award

    A warrant to purchase Class A Common Stock

    2014-11-12+892→ 892 total
    Exercise: $7.53From: 2015-05-12Exp: 2024-11-12→ Class A Common Stock (892 underlying)
  • Award

    Class A Common Stock

    2017-03-15+2,419→ 20,148 total
  • Award

    Class A Common Stock

    2015-05-12+2,857→ 17,729 total
Holdings

  • Class A Common Stock

    (indirect: By LLC)
    1,382
Footnotes (6)
  • [F1]These shares were granted for services provided in 2017.
  • [F2]These shares were issued in connection with the Comstock Growth Fund Private Placement offering.
  • [F3]Includes 1,976 shares of Class A Common Stock representing acquisitions in a prior year inadvertantly omitted from previous filings.
  • [F4]These securities are owned directly by RLR Investment Management, LLC ("RLR"). Mr. Pincus is the sole manager of RLR and as such has the power to direct the vote and to direct the disposition of investments owned by RLR. Mr. Pincus, his spouse, and LMP 2005 Trust, a trust established for the benefit of Mr. Pincus's minor son, are the remaining members of RLR. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F5]The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.
  • [F6]These warrants were issued in connection with the Comstock Growth Fund Private Placement offering.

Documents

1 file

Issuer

Comstock Holding Companies, Inc.

CIK 0001299969

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001299969

Filing Metadata

Form type
4
Filed
Apr 9, 8:00 PM ET
Accepted
Apr 10, 5:03 PM ET
Size
12.2 KB
View on SEC.gov