Comstock Holding Companies, Inc. 4

4 · Comstock Holding Companies, Inc. · Filed Apr 10, 2017

Form 4

Period: 2014-11-14

Director

Transactions

Purchase
Class A Common Stock
2017-04-06$1.00/sh+11,000$11,000→ 31,148 total
Award
A warrant to purchase Class A Common Stock
2014-11-12+892→ 892 total
Exercise: $7.53From: 2015-05-12Exp: 2024-11-12→ Class A Common Stock (892 underlying)
Award
Class A Common Stock
2017-03-15+2,419→ 20,148 total
Award
Class A Common Stock
2015-05-12+2,857→ 17,729 total

Holdings

Footnotes (6)

[F1]These shares were granted for services provided in 2017.
[F2]These shares were issued in connection with the Comstock Growth Fund Private Placement offering.
[F3]Includes 1,976 shares of Class A Common Stock representing acquisitions in a prior year inadvertantly omitted from previous filings.
[F4]These securities are owned directly by RLR Investment Management, LLC ("RLR"). Mr. Pincus is the sole manager of RLR and as such has the power to direct the vote and to direct the disposition of investments owned by RLR. Mr. Pincus, his spouse, and LMP 2005 Trust, a trust established for the benefit of Mr. Pincus's minor son, are the remaining members of RLR. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
[F5]The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015.
[F6]These warrants were issued in connection with the Comstock Growth Fund Private Placement offering.

Documents

1 file