4//SEC Filing
UNIVERSAL BIOSENSORS INC 4
Accession 0000899243-17-008691
CIK 0001279695operating
Filed
Mar 26, 8:00 PM ET
Accepted
Mar 27, 6:19 PM ET
Size
19.6 KB
Accession
0000899243-17-008691
Insider Transaction Report
Form 4
Oates Adrian
VP, Quality & Regulatory
Transactions
- Award
Restricted Shares of Common Stock
2016-12-28+3,030→ 15,170 total
Holdings
- 25,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-11-12→ Common Stock (25,000 underlying) - 40,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2022-01-29→ Common Stock (40,000 underlying) - 105,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-06-28→ Common Stock (105,000 underlying) - 16,667
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-05-14→ Common Stock (16,667 underlying) - 40,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2020-12-11→ Common Stock (40,000 underlying) - 25,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2018-11-17→ Common Stock (25,000 underlying) - 100,000
Stock Option (Right to Buy)
Exercise: $1.72Exp: 2019-11-09→ Common Stock (100,000 underlying) - 728,000
Stock Option (Right to Buy)
Exercise: $0.50Exp: 2023-04-20→ Common Stock (728,000 underlying) - 25,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2017-11-10→ Common Stock (25,000 underlying) - 400,000
Stock Option (Right to Buy)
Exercise: $1.20Exp: 2017-09-18→ Common Stock (400,000 underlying)
Footnotes (12)
- [F1]The price is stated in Australian dollars.
- [F10]1/3 of the stock options vested and became exercisable on 06/30/2008, 1/3 of the options vested and became exercisable on 06/30/2009 and the remaining stock options vested and became exercisable on 06/30/2010.
- [F11]Includes (i) 5,293 shares in the form of CDIs Dr. Oates holds directly and (ii) 9,877 restricted fully paid shares.
- [F12]208,000 of the stock options vested and became exercisable on October 5, 2016, 416,000 of the stock options vested and became exerciseable on December 31, 2016 and 104,000 of the stock options vested and became exercisable on February 23, 2017.
- [F2]13,333 stock options vested and became exercisable on 12/31/2015, 13,333 stock options vested and became exercisable on 12/31/2016, and 13,334 stock options vest and become exercisable on 12/31/2017.
- [F3]13,333 stock options vested and became exercisable on 12/31/2014, 13,333 stock options vested and became exercisable on 12/31/2015, and 13,334 stock options vested and became exercisable on 12/31/2016.
- [F4]8,333 stock options vested and became exercisable on 12/31/2013, 8,333 stock options vested and became exercisable on 12/31/2014, and 8,334 stock options vested and became exercisable on 12/31/2015.
- [F5]8,333 stock options vested and became exercisable on 12/31/2012, 8,333 stock options vested and became exercisable on 12/31/2013, and 8,334 stock options vested and became exercisable on 12/31/2014.
- [F6]1/3 of the stock options vested and became exercisable on 12/31/2010, 1/3 of the stock options vested and became exercisable on 12/31/2011 and the remaining stock options vested and became exercisable on 12/31/2012.
- [F7]1/3 of the stock options vested and became exercisable on 12/31/2010, 1/3 of the stock options vested and became exercisable on 12/31/2011 and the remaining stock options vested and became exercisable on 12/31/2012.
- [F8]10,000 stock options vested and became exercisable on 12/31/2010, 21,666 stock options vested and became exercisable on 12/31/2011, 35,000 stock options vested and became exercisable on 12/31/2012, 25,000 stock options vested and became exercisable on 12/31/2013, and 13,334 stock options vested and became exercisable on 12/31/2014.
- [F9]8,333 stock options vested and became exercisable on 12/31/2010 and the remaining stock options vested and became exercisable on 12/31/2011.
Documents
Issuer
UNIVERSAL BIOSENSORS INC
CIK 0001279695
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001279695
Filing Metadata
- Form type
- 4
- Filed
- Mar 26, 8:00 PM ET
- Accepted
- Mar 27, 6:19 PM ET
- Size
- 19.6 KB