4//SEC Filing
Pulmatrix, Inc. 4
Accession 0000899243-17-008372
$PULMCIK 0001574235operating
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 3:57 PM ET
Size
9.9 KB
Accession
0000899243-17-008372
Insider Transaction Report
Form 4
Pulmatrix, Inc.PULM
Clarke Robert W.
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2017-03-22$2.21/sh+4,525$10,000→ 4,525 total - Award
Stock Option (Right to Buy)
2017-03-20+159,000→ 159,000 totalExercise: $2.78Exp: 2027-03-20→ Common Stock (159,000 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2017-03-22−4,525→ 2,665 totalExercise: $2.21Exp: 2020-02-10→ Common Stock (4,525 underlying)
Footnotes (3)
- [F1]The option vests as to 25% on March 20, 2018 and the remaining 75% vests in thirty-six (36) equal monthly installments with 2.083% vesting for each of the next thirty-six (36) months that follow March 20, 2018, subject to the terms and conditions of the Pulmatrix, Inc. Amended and Restated 2013 Employee, Director and Consultant Equity Incentive Plan.
- [F2]The option, representing the right to purchase a total of 7,190 shares of common stock, was fully vested and exercisable as of February 10, 2014.
- [F3]On March 22, 2017, the Reporting Person acquired 4,525 shares of common stock upon a partial exercise of this option. Following the exercise, the Reporting Person may acquire an additional 2,665 shares of common stock pursuant to this option.
Documents
Issuer
Pulmatrix, Inc.
CIK 0001574235
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001574235
Filing Metadata
- Form type
- 4
- Filed
- Mar 21, 8:00 PM ET
- Accepted
- Mar 22, 3:57 PM ET
- Size
- 9.9 KB