4//SEC Filing
Hortonworks, Inc. 4
Accession 0000899243-17-007662
CIK 0001610532operating
Filed
Mar 14, 8:00 PM ET
Accepted
Mar 15, 7:53 PM ET
Size
7.6 KB
Accession
0000899243-17-007662
Insider Transaction Report
Form 4
Pavlik Greg
VP, Engineering
Transactions
- Award
Common Stock
2017-03-13+31,253→ 364,546 total - Sale
Common Stock
2017-03-14$9.45/sh−31,253$295,341→ 333,293 total
Holdings
- 113,367(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Acquired upon the settlement of performance stock units granted on October 16, 2015 under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan.
- [F2]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2016.
- [F3]Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $9.25 to $9.69 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
Documents
Issuer
Hortonworks, Inc.
CIK 0001610532
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001610532
Filing Metadata
- Form type
- 4
- Filed
- Mar 14, 8:00 PM ET
- Accepted
- Mar 15, 7:53 PM ET
- Size
- 7.6 KB